Investment adviser · CRD 162060

PINTO VENTURE ADVISORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

AUSTIN, TX, United States · Form ADV filed Jan 29, 2016

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

6 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PTV SCIENCES II, L.P.Venture Capital Fund · Last reported Jan 29, 2016$200MGross asset value
Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS LLP DALLAS, Texas, United States
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-7412020001
Reported beneficial owners
73
Minimum commitment
$0
Form D file number
021-90223

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTV IV, L.P.Venture Capital Fund · Last reported Jan 29, 2016$9.86MGross asset value
Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6246353036
Reported beneficial owners
23
Minimum commitment
$0
Form D file number
021-212326

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTV SPECIAL OPPORTUNITIES I, L.P.Venture Capital Fund · Last reported Jan 29, 2016$9.12MGross asset value
Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Auditor PRICEWATERHOUSECOOPERS DALLAS, Texas, United States
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-6253218246
Reported beneficial owners
24
Minimum commitment
$0
Form D file number
021-205020

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PTV SCIENCES III, L.P.Venture Capital Fund · Last reported Jan 29, 2016$2.99MGross asset value

Form D fundraising filings

PTV Sciences III, L.P.

Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-5769671333
Reported beneficial owners
13
Minimum commitment
$0
Form D file number
021-141922

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINTO TV ANNEX FUND, L.P.Venture Capital Fund · Last reported Jan 29, 2016$2.56MGross asset value
Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-8390411847
Reported beneficial owners
41
Minimum commitment
$0
Form D file number
021-110724

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINTO TECHNOLOGY VENTURES, L.P.Venture Capital Fund · Last reported Jan 29, 2016$1.72MGross asset value
Fund administrator COCKRELL INTERESTS, INC. HOUSTON, Texas, United States Investor statements: No (provided to no investors) Related to adviser: Yes
Custodian AMEGY BANK OF TEXAS HOUSTON, Texas, United States Related to adviser: No
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No
Fund details & source
Fund ID
805-9499549536
Reported beneficial owners
48
Minimum commitment
$0
Form D file number
021-58316

Form ADV 970220 · Jan 29, 2016 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jan 29, 2016. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

3600 N. CAPITAL OF TX HWY, SUITE B180
AUSTIN, TX, 78746, United States

CRD 162060

Filing source

Form ADV 970220 · Jan 29, 2016 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.