Investment adviser · CRD 110631
PINNACLE ASSOCIATES, LTD.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Mar 26, 2026
- Regulatory AUM
- $10.4B Form ADV · Item 5.F
- Client accounts
- 6,766 Accounts, not individual clients
- Employees
- 69 Reported in this filing
- Advisory professionals
- 33 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Other clients | 432 | $2,887,631,159 | 27.8% |
| Other investment advisers | Fewer than 5 | $2,338,353,517 | 22.5% |
| Individuals | 1,370 | $1,991,547,920 | 19.2% |
| High-net-worth individuals | 438 | $1,907,902,905 | 18.4% |
| Corporations & businesses | 52 | $483,781,812 | 4.7% |
| Retirement plans | 29 | $349,182,730 | 3.4% |
| Government entities | Fewer than 5 | $239,972,475 | 2.3% |
| Pooled investment vehicles | 4 | $185,834,736 | 1.8% |
| Charities | Fewer than 5 | $1,814,871 | 0.0% |
Filing source
Form ADV 2080761 · Mar 26, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
6 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PINNACLE EQUITY FUND, L.P.Other Private Fund · Last reported Mar 26, 2026$139MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ASSURANCE DIMENSIONS
PCAOB 5036
MORGAN STANLEY SMITH BARNEY LLC
SEC 8-68191
Fund details & source
- Fund ID
- 805-9950324138
- Reported beneficial owners
- 87
- Minimum commitment
- $100K
- Form D file number
- 021-198264
Form ADV 2080761 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PINNACLE OPPORTUNITY FUND, L.P.Other Private Fund · Last reported Mar 26, 2026$21.9MGross asset value
Form D fundraising filings
PINNACLE OPPORTUNITY FUND, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ASSURANCE DIMENSIONS
PCAOB 5036
TD AMERITRADE, INC.
SEC 8-23395
Fund details & source
- Fund ID
- 805-4514083574
- Reported beneficial owners
- 49
- Minimum commitment
- $100K
- Form D file number
- 021-198269
Form ADV 2080761 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PINNACLE ALL-CAP FUND, L.P.Other Private Fund · Last reported Mar 26, 2026$14.2MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ASSURANCE DIMENSIONS
PCAOB 5036
Fund details & source
- Fund ID
- 805-7973018225
- Reported beneficial owners
- 4
- Minimum commitment
- $100K
- Form D file number
- 021-198266
Form ADV 2080761 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P.Other Private Fund · Last reported Mar 26, 2026$878KGross asset value
Form D fundraising filings
PINNACLE INTERNATIONAL SMALL CAP PARTNERS, L.P.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ASSURANCE DIMENSIONS
PCAOB 5036
Fund details & source
- Fund ID
- 805-2167356069
- Reported beneficial owners
- 13
- Minimum commitment
- $100K
- Form D file number
- 021-198265
Form ADV 2080761 · Mar 26, 2026 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PINMAR INVESTORS, L.P.Hedge Fund · Last reported Nov 11, 2014$5.31MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7001748110
- Reported beneficial owners
- 7
- Minimum commitment
- $100K
- Form D file number
- 021-198267
Form ADV 854360 · Nov 11, 2014 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
PINNACLE INTERNATIONAL PARTNERS, L.P.Other Private Fund · Last reported Dec 21, 2012$2.17MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8444867413
- Reported beneficial owners
- 11
- Minimum commitment
- $10K
Form ADV 683752 · Dec 21, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 26, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
286 MADISON AVENUE, 20TH FLOORNEW YORK, NY, 10017, United States
CRD 110631
Filing source
Form ADV 2080761 · Mar 26, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.