Investment adviser · CRD 160816

PINEBRIDGE INVESTMENTS ASIA LIMITED

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

HONG KONG, China · Form ADV filed Jun 10, 2026

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

12 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PINEBRIDGE INDIA EQUITY FUNDOther Private Fund · Last reported Jun 10, 2026$645MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer BCI SECURITIES, INC. MIAMI, Florida, United States Related to adviser: No

Marketer BOLTON GLOBAL CAPITAL BOLTON, Massachusetts, United States Related to adviser: No

Marketer CGIS SECURITIES LLC MIAMI, Florida, United States Related to adviser: No

Marketer GRIFFINEST ASIA SECURITIES, LLC PASADENA, California, United States Related to adviser: No

Marketer INSIGNEO SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer PINEBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer STONEX INTERNATIONAL SECURITIES INC. MIAMI, Florida, United States Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

BCI SECURITIES, INC.
CRD 168047

BOLTON GLOBAL CAPITAL
CRD 15650 · SEC 8-33222

CGIS SECURITIES LLC
CRD 155984 · SEC 8-68758

GRIFFINEST ASIA SECURITIES, LLC
CRD 132187 · SEC 8-66571

INSIGNEO SECURITIES, LLC
CRD 29249 · SEC 8-44166

PINEBRIDGE SECURITIES LLC
CRD 5967 · SEC 8-16586

STONEX INTERNATIONAL SECURITIES INC.
CRD 146667 · SEC 8-67840

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source

Fund ID: 805-8106466400
Reported beneficial owners: 230
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE ASIA PACIFIC INVESTMENT GRADE BOND FUNDOther Private Fund · Last reported Jun 10, 2026$393MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer CGIS SECURITIES LLC MIAMI, Florida, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer INSIGNEO SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer PINEBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer STONEX INTERNATIONAL SECURITIES INC. MIAMI, Florida, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

CGIS SECURITIES LLC
CRD 155984 · SEC 8-68758

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

INSIGNEO SECURITIES, LLC
CRD 29249 · SEC 8-44166

PINEBRIDGE SECURITIES LLC
CRD 5967 · SEC 8-16586

STONEX INTERNATIONAL SECURITIES INC.
CRD 146667 · SEC 8-67840

Fund details & source

Fund ID: 805-2866675845
Reported beneficial owners: 79
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE ASIA EX JAPAN SMALL CAP EQUITY FUNDOther Private Fund · Last reported Jun 10, 2026$203MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer AVIVA PENSION TRUSTEES UK LIMITED YORK, United Kingdom Related to adviser: No

Marketer AVIVA WRAP UK LIMITED YORK, United Kingdom Related to adviser: No

Marketer BCI SECURITIES, INC. MIAMI, Florida, United States Related to adviser: No

Marketer BOLTON GLOBAL CAPITAL BOLTON, Massachusetts, United States Related to adviser: No

Marketer CGIS SECURITIES LLC MIAMI, Florida, United States Related to adviser: No

Marketer GRIFFINEST ASIA SECURITIES, LLC PASADENA, California, United States Related to adviser: No

Marketer INSIGNEO SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer NOVIA FINANCIAL PLC BATH, United Kingdom Related to adviser: No

Marketer PINEBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Marketer QUILTER LONDON, United Kingdom Related to adviser: No

Marketer STANDARD LIFE ASSURANCE LIMITED EDINBURGH, United Kingdom Related to adviser: No

Marketer STANDARD LIFE INTERATIONAL DESIGNATED ACTIVITY COMPANY DUBLIN, Ireland Related to adviser: No

Marketer STANDARD LIFE SAVINGS LIMITED EDINBURGH, United Kingdom Related to adviser: No

Marketer UBS FINANCIAL SERVICES INC. WEEHAWKEN, New Jersey, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

BCI SECURITIES, INC.
CRD 168047

BOLTON GLOBAL CAPITAL
CRD 15650 · SEC 8-33222

CGIS SECURITIES LLC
CRD 155984 · SEC 8-68758

GRIFFINEST ASIA SECURITIES, LLC
CRD 132187 · SEC 8-66571

INSIGNEO SECURITIES, LLC
CRD 29249 · SEC 8-44166

PINEBRIDGE SECURITIES LLC
CRD 5967 · SEC 8-16586

UBS FINANCIAL SERVICES INC.
CRD 8174 · SEC 801-7163

Fund details & source

Fund ID: 805-2095397438
Reported beneficial owners: 146
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE ASIAN HIGH YIELD TOTAL RETURN BOND FUNDOther Private Fund · Last reported Jun 10, 2026$110MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer ACP SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer ALLAN GRAY INVESTMENT SERVICES PROPRIETARY LIMITED JOHANNESBURG, South Africa Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer ALLFUNDS INTERNATIONAL SCHWIEZ AG ZURICH, Switzerland Related to adviser: No

Marketer BANCA IFGEST FLORENCE, Italy Related to adviser: No

Marketer BANCO DE SABADELL SA MIAMI, Florida, United States Related to adviser: No

Marketer BANCO INVERSIS MADRID, Spain Related to adviser: No

Marketer BANQUE PICTET & CIE S.A. GENEVA, Switzerland Related to adviser: No

Marketer BG VALORES, SA PANAMA CITY, Panama Related to adviser: No

Marketer BNP PARIBAS ASSET MANAGEMENT, INC. PARIS, France Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer CREDICORP CAPITAL LLC MIAMI, Florida, United States Related to adviser: No

Marketer EIDUK TAX AND WEALTH HELSINKI, Finland Related to adviser: No

Marketer EMIRATE WEALTH SECURITIES PROMOTION LLC DUBAI, United Arab Emirates Related to adviser: No

Marketer GLETIR CORREDOR DE BOLSA SA MONTEVIDEO, Uruguay Related to adviser: No

Marketer GLOBAL WEALTH MANAGEMENT AGENTE DE VALORES S.A. MONTEVIDEO, Uruguay Related to adviser: No

Marketer GRIFFINEST ASIA SECURITIES, LLC PASADENA, California, United States Related to adviser: No

Marketer HAUCK & AUFHAUSER FRANKFURT, Germany Related to adviser: No

Marketer HSBC TRINKAUS & BURKHARDT AG DUSSELDORF, Germany Related to adviser: No

Marketer INTERNATIONAL FUND SERVICES & ASSET MANAGEMENT SA LUXEMBOURGH, Luxembourg Related to adviser: No

Marketer LANSFORSAKRINGAR FONDLIV FORSAKRINGSAKTIEBOLAG STOCKHOLM, Sweden Related to adviser: No

Marketer LANSFORSAKRINGAR FONFORALTNING AB, STOCKHOLM, Sweden Related to adviser: No

Marketer LARRAINVIAL ASSET MANAGEMENT SANTIAGO, Chile Related to adviser: No

Marketer MARIVA CAPITAL MARKETS, LLC MIAMI, Florida, United States Related to adviser: No

Marketer MFEX MUTUAL FUNDS EXCHANGE AB STOCKHOLM, Sweden Related to adviser: No

Marketer MR ADVISOR S.R.L (LTD) MILAN, Italy Related to adviser: No

Marketer PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PRIVAL SECURITIES INC. SAN FRANCISCO, Panama Related to adviser: No

Marketer PRIVATE PORTFOLIO OF SAN DIEGO LA JOILA, California, United States Related to adviser: No

Marketer UTMOST SOUTHAMPTON, United Kingdom Related to adviser: No

Marketer VALORES SECURITITY AB SANTIAGO, Chile Related to adviser: No

Marketer WESTSIDE CONSULTANTS AGENTE DE VALORES SA MONTEVIDEO, Uruguay Related to adviser: No

Marketer WINTERFLOOD SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

ACP SECURITIES, LLC
CRD 139049 · SEC 8-67185

BNP PARIBAS ASSET MANAGEMENT, INC.
CRD 105085 · SEC 801-14882

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

CREDICORP CAPITAL LLC
CRD 136791 · SEC 8-67048

EIDUK TAX AND WEALTH
CRD 281546

GRIFFINEST ASIA SECURITIES, LLC
CRD 132187 · SEC 8-66571

LARRAINVIAL ASSET MANAGEMENT
CRD 295522 · SEC 801-114207

MARIVA CAPITAL MARKETS, LLC
CRD 156171 · SEC 8-68774

PERSHING LLC
CRD 7560 · SEC 8-17574

PRIVATE PORTFOLIO OF SAN DIEGO
CRD 36644 · SEC 801-69346

Fund details & source

Fund ID: 805-5722843493
Reported beneficial owners: 16
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE ASIA EX JAPAN EQUITY FUNDOther Private Fund · Last reported Jun 10, 2026$74MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer BCI SECURITIES, INC. MIAMI, Florida, United States Related to adviser: No

Marketer BOLTON GLOBAL CAPITAL BOLTON, Massachusetts, United States Related to adviser: No

Marketer CGIS SECURITIES LLC MIAMI, Florida, United States Related to adviser: No

Marketer GRIFFINEST ASIA SECURITIES, LLC PASADENA, California, United States Related to adviser: No

Marketer INSIGNEO SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer PINEBRIDGE SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

BCI SECURITIES, INC.
CRD 168047

BOLTON GLOBAL CAPITAL
CRD 15650 · SEC 8-33222

CGIS SECURITIES LLC
CRD 155984 · SEC 8-68758

GRIFFINEST ASIA SECURITIES, LLC
CRD 132187 · SEC 8-66571

INSIGNEO SECURITIES, LLC
CRD 29249 · SEC 8-44166

PINEBRIDGE SECURITIES LLC
CRD 5967 · SEC 8-16586

Fund details & source

Fund ID: 805-6278576441
Reported beneficial owners: 57
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE GREATER CHINA EQUITY FUNDOther Private Fund · Last reported Jun 10, 2026$67.8MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer ACP SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer ALLAN GRAY INVESTMENT SERVICES PROPRIETARY LIMITED JOHANNESBURG, South Africa Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer ALLFUNDS INTERNATIONAL SCHWIEZ AG ZURICH, Switzerland Related to adviser: No

Marketer ALLIANZ GLOBAL INVESTORS EUROPE GMBH FRANKFURT, Germany Related to adviser: No

Marketer AXELTIS S.A PARIS, France Related to adviser: No

Marketer BANCA IFGEST FLORENCE, Italy Related to adviser: No

Marketer BANCO DE SABADELL SA MIAMI, Florida, United States Related to adviser: No

Marketer BANCO INVERSIS MADRID, Spain Related to adviser: No

Marketer BANQUE PICTET & CIE S.A. GENEVA, Switzerland Related to adviser: No

Marketer BG VALORES, SA PANAMA CITY, Panama Related to adviser: No

Marketer B. METZLER SEEL. SOHN & CO. KGAA FRANKFURT, Germany Related to adviser: No

Marketer BNP PARIBAS ASSET MANAGEMENT, INC. PARIS, France Related to adviser: No

Marketer CGIS INC PANAMA, Panama Related to adviser: No

Marketer CGIS SECURITIES LLC MIAMI, Florida, United States Related to adviser: No

Marketer CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No

Marketer CREDICORP CAPITAL LLC MIAMI, Florida, United States Related to adviser: No

Marketer CREDICORP CAPITAL S.A. SANTIAGO, Chile Related to adviser: No

Marketer EIDUK TAX AND WEALTH HELSINKI, Finland Related to adviser: No

Marketer EMIRATE WEALTH SECURITIES PROMOTION LLC DUBAI, United Arab Emirates Related to adviser: No

Marketer EUROPEAN INVESTMENT CENTRE, O.C.P., A.S. BRATISLAVIA, Slovakia Related to adviser: No

Marketer FIL FONDSBANK GMBH KORNBERG IM TANUS, Germany Related to adviser: No

Marketer FONDCENTER AG ZURICH, Switzerland Related to adviser: No

Marketer FUND CHANNEL SA LUXEMBOURGH, Luxembourg Related to adviser: No

Marketer GENERALI INVESTMENTS PARIS, France Related to adviser: No

Marketer GLETIR CORREDOR DE BOLSA SA MONTEVIDEO, Uruguay Related to adviser: No

Marketer GLOBAL ADVISORS CHILES S.A. SANTIAGO, Chile Related to adviser: No

Marketer GLOBAL WEALTH MANAGEMENT AGENTE DE VALORES S.A. MONTEVIDEO, Uruguay Related to adviser: No

Marketer GRIFFINEST ASIA SECURITIES, LLC PASADENA, California, United States Related to adviser: No

Marketer HAUCK & AUFHAUSER FRANKFURT, Germany Related to adviser: No

Marketer HSBC TRINKAUS & BURKHARDT AG DUSSELDORF, Germany Related to adviser: No

Marketer INSIGHT SECURITIES, INC. HIGHLAND PARK, Illinois, United States Related to adviser: No

Marketer INSIGNEO FINANCIAL GROUP MIAMI, Florida, United States Related to adviser: No

Marketer INTERNATIONAL FUND SERVICES & ASSET MANAGEMENT SA LUXEMBOURGH, Luxembourg Related to adviser: No

Marketer KBL EUROPEAN PRIVATE BANKERS, S.A LUXEMBOURGH, Luxembourg Related to adviser: No

Marketer LANSFORSAKRINGAR FONDLIV FORSAKRINGSAKTIEBOLAG STOCKHOLM, Sweden Related to adviser: No

Marketer LANSFORSAKRINGAR FONFORALTNING AB STOCKHOLM, Sweden Related to adviser: No

Marketer LARRAINVIAL ASSET MANAGEMENT SANTIAGO, Chile Related to adviser: No

Marketer LATIN SECURITIES SA AGENTE DE VALORES MONTEVIDEO, Uruguay Related to adviser: No

Marketer MARIVA CAPITAL MARKETS, LLC MIAMI, Florida, United States Related to adviser: No

Marketer METZLER FUND SERVICES GMBH FRANKFURT, Germany Related to adviser: No

Marketer MFEX MUTUAL FUNDS EXCHANGE AB STOCKHOLM, Sweden Related to adviser: No

Marketer MR ADVISOR S.R.L (LTD) MILAN, Italy Related to adviser: No

Marketer PERSHING LLC JERSEY CITY, New Jersey, United States Related to adviser: No

Marketer PRIVAL SECURITIES INC. SAN FRANCISCO, Panama Related to adviser: No

Marketer PRIVATE PORTFOLIO OF SAN DIEGO LA JOILA, California, United States Related to adviser: No

Marketer SWEETWATER SECURITIES INC PANAMA, Panama Related to adviser: No

Marketer UBS AG ZURICH, Switzerland Related to adviser: No

Marketer UTMOST SOUTHAMPTON, United Kingdom Related to adviser: No

Marketer VALORES SECURITITY AB SANTIAGO, Chile Related to adviser: No

Marketer WESTSIDE CONSULTANTS AGENTE DE VALORES SA MONTEVIDEO, Uruguay Related to adviser: No

Marketer WINTERFLOOD SECURITIES LIMITED LONDON, United Kingdom Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED
LEI 549300WXPZHMNQNPYL49

ACP SECURITIES, LLC
CRD 139049 · SEC 8-67185

BNP PARIBAS ASSET MANAGEMENT, INC.
CRD 105085 · SEC 801-14882

CGIS SECURITIES LLC
CRD 155984 · SEC 8-68758

CITIGROUP GLOBAL MARKETS INC.
CRD 7059 · SEC 801-3387

CREDICORP CAPITAL LLC
CRD 136791 · SEC 8-67048

EIDUK TAX AND WEALTH
CRD 281546

GRIFFINEST ASIA SECURITIES, LLC
CRD 132187 · SEC 8-66571

INSIGHT SECURITIES, INC.
CRD 5611 · SEC 801-12999

LARRAINVIAL ASSET MANAGEMENT
CRD 295522 · SEC 801-114207

MARIVA CAPITAL MARKETS, LLC
CRD 156171 · SEC 8-68774

PERSHING LLC
CRD 7560 · SEC 8-17574

PRIVATE PORTFOLIO OF SAN DIEGO
CRD 36644 · SEC 801-69346

Fund details & source

Fund ID: 805-6105364302
Reported beneficial owners: 52
Minimum commitment: $1K

Form ADV 2111954 · Jun 10, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PINEBRIDGE JAPAN EQUITY FUNDOther Private Fund · Last reported Jun 10, 2026$41.6MGross asset value

Fund administrator STATE STREET FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland

Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) LIMITED DUBLIN, Ireland Related to adviser: No

Marketer ACP SECURITIES, LLC MIAMI, Florida, United States Related to adviser: No

Marketer AKTIA BANK PLC HELSINKI, Finland Related to adviser: No

Marketer ALLAN GRAY INVESTMENT SERVICES PROPRIETARY LIMITED JOHANNESBURG, South Africa Related to adviser: No

Marketer ALLFUNDS BANK S.A. MADRID, Spain Related to adviser: No

Marketer ALLFUNDS INTERNATIONAL SCHWIEZ AG ZURICH, Switzerland Related to adviser: No

Marketer ATTRAX SA LUXEMBOURGH, Luxembourg Related to adviser: No

Marketer AXELTIS S.A PARIS, France Related to adviser: No

Marketer BANCA IFGEST FLORENCE, Italy Related to adviser: No

Marketer BANCO DE SABADELL SA MIAMI, Florida, United States Related to adviser: No

Marketer BANCO INVERSIS MADRID, Spain Related to adviser: No

Marketer BANQUE PICTET & CIE S.A. GENEVA, Switzerland Related to adviser: No

Marketer BCI SECURITIES, INC MIAMI, Florida, United States Related to adviser: No