Investment adviser · CRD 143418
PIERMONT CAPITAL MANAGEMENT INC.
Investment adviser filing (IA)
ST. LOUIS, MO, United States · Form ADV filed Feb 27, 2019
- Regulatory AUM
- $218M Form ADV · Item 5.F
- Client accounts
- 9 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | Fewer than 5 | $128,098,586 | 58.8% |
| Investment companies | 1 | $41,967,893 | 19.3% |
| Insurance companies | Fewer than 5 | $24,342,851 | 11.2% |
| Pooled investment vehicles | 1 | $17,343,192 | 8.0% |
| Other investment advisers | Fewer than 5 | $6,251,082 | 2.9% |
Filing source
Form ADV 1270864 · Feb 27, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PIERMONT CAPITAL LONG SHORT FUND I, LPHedge Fund · Last reported Feb 27, 2019$30.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
KAUFMAN, ROSSIN & CO., P.A.
PCAOB 137
WELLS FARGO PRIME SERVICES, LLC
CRD 133068 · SEC 8-66677
Fund details & source
- Fund ID
- 805-2246347567
- Reported beneficial owners
- 5
- Minimum commitment
- $1M
Form ADV 1270864 · Feb 27, 2019 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Feb 27, 2019. View historical filings
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management
Compensation
Percentage of assets · Performance-based
Principal office
530 MARYVILLE CENTRE DRIVE, SUITE 230ST. LOUIS, MO, 63141, United States
CRD 143418
Filing source
Form ADV 1270864 · Feb 27, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.