Investment adviser · CRD 131344
PHILLIPS FINANCIAL
Investment adviser filing (IA)
PHILLIPS FINANCIAL MANAGEMENT, LLC
FORT WAYNE, IN, United States · Form ADV filed Mar 17, 2026
- Regulatory AUM
- $2.64B Form ADV · Item 5.F
- Client accounts
- 3,264 Accounts, not individual clients
- Employees
- 32 Reported in this filing
- Advisory professionals
- 14 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 416 | $1,505,311,470 | 57.1% |
| Retirement plans | 63 | $552,651,617 | 21.0% |
| Charities | 10 | $304,923,274 | 11.6% |
| Individuals | 472 | $195,211,673 | 7.4% |
| Other investment advisers | 25 | $73,218,991 | 2.8% |
| Corporations & businesses | 5 | $5,176,475 | 0.2% |
Filing source
Form ADV 2050860 · Mar 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 17, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed · Commissions
Principal office
6920 POINTE INVERNESS WAY, SUITE 230FORT WAYNE, IN, 46804, United States
CRD 131344
Filing source
Form ADV 2050860 · Mar 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.