PHILLIMORE INVESTMENTS, LP – investment adviser, $416M regulatory AUM (Form ADV)

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Other investment advisers	Fewer than 5	$300,000,000	72.2%
Pooled investment vehicles	4	$115,738,816	27.8%

Filing source

Form ADV 1341622 · Aug 30, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

THE PHILLIMORE MASTER FUND, LPHedge Fund · Last reported Aug 30, 2019$70.3MGross asset value

Feeder funds

THE PHILLIMORE FUND, LTD.
THE PHILLMORE FUND, LP

Fund administrator STATE STREET CORPORATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE GEORGE TOWN, Cayman Islands

Custodian BNY MELLON NEW YORK, New York, United States Related to adviser: No

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 1096

J.P. MORGAN SECURITIES LLC
SEC 8-35008

UBS SECURITIES LLC
SEC 8-22651

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-8196975904
Reported beneficial owners: 12
Minimum commitment: $5M
Form D file number: 021-307772
Form D file number: 021-307774

Form ADV 1341622 · Aug 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

THE PHILLIMORE FUND II, LPHedge Fund · Last reported Aug 30, 2019$45.4MGross asset value

Fund administrator STATE STREET CORPORATION BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor DELOITTE & TOUCHE NEW YORK, New York, United States

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Prime broker J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States

Prime broker UBS SECURITIES LLC NEW YORK, New York, United States

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

DELOITTE & TOUCHE
PCAOB 34

J.P. MORGAN SECURITIES LLC
SEC 8-35008

UBS SECURITIES LLC
SEC 8-22651

J.P. MORGAN SECURITIES LLC
CRD 79 · SEC 8-35008

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source

Fund ID: 805-5840991354
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 1341622 · Aug 30, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Aug 30, 2019. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

325 GREENWICH AVENUE, SUITE 200
GREENWICH, CT, 06830, United States

CRD 289470

Filing source

Form ADV 1341622 · Aug 30, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.