Investment adviser · CRD 110150
FOURPOINTS ASSET MANAGEMENT, INC.
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Jun 26, 2020
- Regulatory AUM
- $132M Form ADV · Item 5.F
- Client accounts
- 37 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 3 | $66,958,844 | 50.8% |
| High-net-worth individuals | 28 | $49,614,983 | 37.6% |
| Charities | Fewer than 5 | $14,656,800 | 11.1% |
| Individuals | Fewer than 5 | $630,175 | 0.5% |
Filing source
Form ADV 1438126 · Jun 26, 2020 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
3 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
THE PHILIPPE FUND-U.S. EQUITIES, LLCOther Private Fund · Last reported Jun 26, 2020$30.2MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RAPHAEL GOLDBERG NIKPOUR COHEN SULLIVAN CPA'S PLLC
PCAOB 5028
Fund details & source
- Fund ID
- 805-4764097094
- Reported beneficial owners
- 13
- Minimum commitment
- $250K
Form ADV 1438126 · Jun 26, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THE PHILIPPE FUND EURO GLOBAL LEADERS, LLCOther Private Fund · Last reported Jun 26, 2020$28.1MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
RAPHAEL GOLDBERG NIKPOUR COHEN SULLIVAN CPA'S PLLC
PCAOB 5028
Fund details & source
- Fund ID
- 805-5848932044
- Reported beneficial owners
- 17
- Minimum commitment
- $250K
Form ADV 1438126 · Jun 26, 2020 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
THE FOURPOINTS AM EURO GLOBAL LEADERS LLCOther Private Fund · Last reported Jul 24, 2017$4.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
Fund details & source
- Fund ID
- 805-6955747606
- Reported beneficial owners
- 2
- Minimum commitment
- $250K
Form ADV 1129327 · Jul 24, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Jun 26, 2020. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Selection of other advisers
Compensation
Percentage of assets
Principal office
405 LEXINGTON AVENUE, SUITE 750NEW YORK, NY, 10174, United States
CRD 110150
Filing source
Form ADV 1438126 · Jun 26, 2020 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.