Investment adviser · CRD 122959
PHASE III ADVISORY SERVICES, LTD
Investment adviser filing (IA)
BUFFALO GROVE, IL, United States · Form ADV filed Apr 28, 2026
- Regulatory AUM
- $211M Form ADV · Item 5.F
- Client accounts
- 1,400 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 69 | $124,088,469 | 58.8% |
| Individuals | 414 | $86,822,880 | 41.2% |
Filing source
Form ADV 2100041 · Apr 28, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 28, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers
Compensation
Percentage of assets · Hourly · Fixed
Principal office
1110 W. LAKE COOK RD, SUITE 265BUFFALO GROVE, IL, 60089, United States
CRD 122959
Filing source
Form ADV 2100041 · Apr 28, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.