Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Apr 28, 2026

Regulatory AUM
$1.13T
Form ADV · Item 5.F
Client accounts
938
Accounts, not individual clients
Employees
1,990
Reported in this filing
Advisory professionals
1,350
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$596B$1.19TFY 2021: $1,191,531,750,594.00FY 2021FY 2022: $983,853,862,895.00FY 2022FY 2023: $1,014,741,753,029.00FY 2023FY 2024: $1,033,220,000,000.00FY 2024FY 2025: $1,131,638,605,327.00FY 2025

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$1,191,531,750,5941,571Mar 30, 2022
2022$983,853,862,8951,658Mar 30, 2023
2023$1,014,741,753,0291,705Mar 29, 2024
2024$1,033,220,000,0001,750Mar 28, 2025
2025$1,131,638,605,3271,990Mar 27, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies55$383,284,775,49033.9%
Pooled investment vehicles255$274,444,074,10424.3%
Investment companies90$215,496,073,38219.0%
Retirement plans111$122,396,053,79010.8%
Sovereign wealth & foreign institutions22$58,175,856,4555.1%
Banks & thrifts6$27,200,584,3572.4%
Government entities35$26,706,591,5602.4%
Corporations & businesses11$10,794,948,3311.0%
Other clients19$6,535,773,9610.6%
Other investment advisers7$5,085,923,0850.4%
High-net-worth individualsFewer than 5$870,166,6110.1%
CharitiesFewer than 5$647,784,2010.1%
IndividualsFewer than 5$00.0%
Filing source

Form ADV 2099769 · Apr 28, 2026 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

171 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

DWH CLO LTDSecuritized Asset Fund$0Gross asset value
Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Fund administrator MAPLES FIDUCIARY SERVICES (JERSEY) LIMITED ST HELIER, Jersey Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Fund details & source
Fund ID
805-3273665604
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PCP MASTER HAMBURGER HOLDING COMPANY, LLCPrivate Equity Fund$0Gross asset value
Fund administrator JP MORGAN CHASE BANK BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JP MORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVS2I1NUH748

Fund details & source
Fund ID
805-4876712778
Reported beneficial owners
0
Minimum commitment
$0

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM CAPITAL PARTNERS VII, L.P.Private Equity Fund · Master$0Gross asset value
Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source
Fund ID
805-5440157040
Reported beneficial owners
6
Minimum commitment
$10M

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM CREDIT SECONDARIES FUND I, L.P.Private Equity Fund · Master$0Gross asset value
Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source
Fund ID
805-2614918499
Reported beneficial owners
6
Minimum commitment
$10M

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM FIXED INCOME CORE ASSET BASED FINANCE FUND I LPHedge Fund$0Gross asset value
Fund administrator STATE STREET GLOBAL SERVICES BOSTON, Massachusetts, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS TORONTO, Canada Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1366

Fund details & source
Fund ID
805-7844937870
Reported beneficial owners
2
Minimum commitment
$10M
Form D file number
021-2060129

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM LARGE CAP PRIVATE CREDIT ELTIF IPrivate Equity Fund · Feeder$0Gross asset value
Fund administrator J.P. MORGAN SE - DUBLIN BRANCH DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP DUBLIN, Ireland Other funds reporting this name →
Custodian J.P. MORGAN SE - DUBLIN BRANCH DUBLIN, Ireland Related to adviser: No Other funds reporting this name →
Marketer CAMPBELL LUTYENS LONDON, United Kingdom Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

Fund details & source
Fund ID
805-3383458942
Reported beneficial owners
1
Minimum commitment
$5M

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM QUANT SOLUTIONS EMERGING MARKETS EX CHINA CORE EQUITY FUND OF THE PRUDENTIAL TRUST COMPANY INSTHedge Fund$0Gross asset value
Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source
Fund ID
805-1516351810
Reported beneficial owners
3
Minimum commitment
$0

Form ADV 2099769 · Apr 28, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 27, 2026 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 2099769 · Apr 28, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.13T
Non-discretionary
$6.09B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 2099769 · Apr 28, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.