PGIM, INC.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024
2024	$1,033,220,000,000	1,750	Mar 28, 2025
2025	$1,131,638,605,327	1,990	Mar 27, 2026

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	55	$383,284,775,490	33.9%
Pooled investment vehicles	255	$274,444,074,104	24.3%
Investment companies	90	$215,496,073,382	19.0%
Retirement plans	111	$122,396,053,790	10.8%
Sovereign wealth & foreign institutions	22	$58,175,856,455	5.1%
Banks & thrifts	6	$27,200,584,357	2.4%
Government entities	35	$26,706,591,560	2.4%
Corporations & businesses	11	$10,794,948,331	1.0%
Other clients	19	$6,535,773,961	0.6%
Other investment advisers	7	$5,085,923,085	0.4%
High-net-worth individuals	Fewer than 5	$870,166,611	0.1%
Charities	Fewer than 5	$647,784,201	0.1%
Individuals	Fewer than 5	$0	0.0%

Filing source

Form ADV 2070435 · Mar 27, 2026 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PRUDENTIAL CAPITAL PARTNERS MANAGEMENT FUND III, L.P.Private Equity Fund$7.23MGross asset value

Search Form D filings →

Fund administrator JPMORGAN CHASE BANK, N.A BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source

Fund ID: 805-6894757911
Reported beneficial owners: 41
Minimum commitment: $50K
Form D file number: 021-129032

Form ADV 2070435 · Mar 27, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Feb 4, 2026 · previous imported filing

Regulatory AUM$1,033,223,779,160 → $1,131,638,605,327
Client accounts927 → 938
Employees1,750 → 1,990

Filing source

Form ADV 2070435 · Mar 27, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.13T
Non-discretionary: $6.09B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 2070435 · Mar 27, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2025.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.