Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Feb 4, 2026

Regulatory AUM
$1.03T
Form ADV · Item 5.F
Client accounts
927
Accounts, not individual clients
Employees
1,750
Reported in this filing
Advisory professionals
1,440
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$596B$1.19TFY 2021: $1,191,531,750,594.00FY 2021FY 2022: $983,853,862,895.00FY 2022FY 2023: $1,014,741,753,029.00FY 2023FY 2024: $1,033,220,000,000.00FY 2024

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$1,191,531,750,5941,571Mar 30, 2022
2022$983,853,862,8951,658Mar 30, 2023
2023$1,014,741,753,0291,705Mar 29, 2024
2024$1,033,220,000,0001,750Mar 28, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies44$346,366,557,28933.5%
Pooled investment vehicles253$252,682,947,43224.5%
Investment companies100$196,018,557,26719.0%
Retirement plans116$115,843,260,67011.2%
Sovereign wealth & foreign institutions20$45,988,510,8674.5%
Banks & thrifts5$29,510,704,2902.9%
Government entities35$24,378,976,2832.4%
Corporations & businesses12$10,035,773,5681.0%
Other investment advisers9$6,265,378,2230.6%
Other clients22$5,342,625,8080.5%
High-net-worth individuals1$790,487,4630.1%
Filing source

Form ADV 2048232 · Feb 4, 2026 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

163 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

DRYDEN 105 CLO LTDSecuritized Asset Fund$401MGross asset value
Search Form D filings →
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source
Fund ID
805-9459295251
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DRYDEN 102 CLO, LTDSecuritized Asset Fund$400MGross asset value
Search Form D filings →
Fund administrator WALKERS FIDUCIARY LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 254900K52ZHF2PEQE649

Fund details & source
Fund ID
805-9648814691
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WINDHILL CLO 2, LTDSecuritized Asset Fund$396MGross asset value
Search Form D filings →
Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No Other funds reporting this name →
Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 2549003YW3T6PERKZM60

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source
Fund ID
805-3391808599
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DRYDEN 112 CLO, LTDSecuritized Asset Fund$395MGross asset value
Search Form D filings →
Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Fund administrator MAPLES FIDUCIARY SERVICES (JERSEY) LIMITED ST HELIER, Other Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Fund details & source
Fund ID
805-4728642210
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DRYDEN 83 CLO, LTDSecuritized Asset Fund$394MGross asset value
Search Form D filings →
Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Fund administrator U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Custodian U.S. BANK NATIONAL ASSOCIATION CHICAGO, Illinois, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80

Fund details & source
Fund ID
805-1693867077
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

DRYDEN 80 CLO, LTD.Securitized Asset Fund$393MGross asset value
Search Form D filings →
Fund administrator DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Fund administrator MAPLESFS LIMITED GRAND CAYMAN, Cayman Islands Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian DEUTSCHE BANK TRUST COMPANY AMERICAS SANTA ANA, California, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81

Fund details & source
Fund ID
805-4772728482
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WINDHILL CLO 3, LTDSecuritized Asset Fund$392MGross asset value
Search Form D filings →
Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →
Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No Other funds reporting this name →
Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 2549003YW3T6PERKZM60

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source
Fund ID
805-3448982895
Reported beneficial owners
0
Minimum commitment
$250K

Form ADV 2048232 · Feb 4, 2026 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Aug 28, 2025 · previous imported filing

  • Regulatory AUM$1,033,220,000,000 → $1,033,223,779,160
Filing source

Form ADV 2048232 · Feb 4, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.03T
Non-discretionary
$4.27B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 2048232 · Feb 4, 2026 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.