PGIM, INC.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024
2024	$1,033,220,000,000	1,750	Mar 28, 2025

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	44	$346,367,000,000	33.5%
Pooled investment vehicles	253	$252,683,000,000	24.5%
Investment companies	100	$196,019,000,000	19.0%
Retirement plans	116	$115,843,000,000	11.2%
Sovereign wealth & foreign institutions	20	$45,988,510,867	4.5%
Banks & thrifts	5	$29,510,704,290	2.9%
Government entities	35	$24,378,976,283	2.4%
Corporations & businesses	12	$10,035,773,568	1.0%
Other investment advisers	9	$6,265,378,223	0.6%
Other clients	22	$5,342,625,808	0.5%
High-net-worth individuals	1	$790,487,463	0.1%

Filing source

Form ADV 1932913 · Mar 28, 2025 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PGIM ABSOLUTE TOTAL RETURN BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$355MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Absolute Return Bond Fund of the Prudential Trust Co Institutional Business Trust

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6186737201
Reported beneficial owners: 6
Minimum commitment: $0
Form D file number: 021-269378

Form ADV 1932913 · Mar 28, 2025 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Dec 13, 2024 · previous imported filing

Regulatory AUM$1,014,741,753,029 → $1,033,220,000,000
Client accounts1,021 → 927
Employees1,705 → 1,750

Filing source

Form ADV 1932913 · Mar 28, 2025 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.03T
Non-discretionary: $4.27B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1932913 · Mar 28, 2025 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2024.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.