Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Dec 13, 2024

Regulatory AUM: $1.01T
Client accounts: 1,021
Employees: 1,705
Advisory professionals: 1,420

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	72	$323,871,499,852	31.9%
Investment companies	158	$240,904,310,848	23.7%
Pooled investment vehicles	240	$234,876,182,467	23.1%
Retirement plans	112	$92,421,828,394	9.1%
Sovereign wealth & foreign institutions	23	$43,381,371,716	4.3%
Banks & thrifts	6	$33,752,925,709	3.3%
Government entities	30	$22,152,998,900	2.2%
Corporations & businesses	9	$9,399,518,834	0.9%
Other clients	16	$8,922,036,761	0.9%
Other investment advisers	6	$5,059,079,548	0.5%

Filing source

Form ADV 1919472 · Dec 13, 2024 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

143 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

PRUDENTIAL CAPITAL ENERGY PARTNERS, L.P.Other Private Fund$260MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Capital Energy Partners, L.P.

Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source

Fund ID: 805-1939473304
Reported beneficial owners: 9
Minimum commitment: $10M
Form D file number: 021-276924

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM SENIOR LOAN OPPORTUNITIES LEVERED I LPOther Private Fund$238MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Senior Loan Opportunities (Levered) I, L.P.

Fund administrator JP MORGAN CHASE BANK N.A BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS, LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JP MORGAN CHASE BANK N.A BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS, LLP
PCAOB 238

JP MORGAN CHASE BANK N.A
LEI 8I5DZWZKVS2I1NUHU748

Fund details & source

Fund ID: 805-8002584370
Reported beneficial owners: 7
Minimum commitment: $20M
Form D file number: 021-384955

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-7-R1000-IDXOther Private Fund$221MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Insurance Co of America Variable Contract Account GI-100

Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-9550938681
Reported beneficial owners: 1
Minimum commitment: $45M
Form D file number: 021-161889

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM SENIOR LOAN OPPORTUNITIES I CO INVESTMENT II LPOther Private Fund · Master$201MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Senior Loan Opportunities I Co-Investment II, LP

Fund administrator JP MORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source

Fund ID: 805-4984588834
Reported beneficial owners: 2
Minimum commitment: $20M
Form D file number: 021-431274

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PLA RETAIL IIHedge Fund · Master$193MGross asset value

Search Form D filings →

Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS
PCAOB 238

Fund details & source

Fund ID: 805-2362417681
Reported beneficial owners: 4
Minimum commitment: $25M

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SENIOR HOUSING PARTNERS V, L.P.Hedge Fund$185MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Senior Housing Partners V, L.P.

Fund administrator BNY MELLON WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN SECURITIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source

Fund ID: 805-1548146130
Reported beneficial owners: 7
Minimum commitment: $10M
Form D file number: 021-233216

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

WINDHILL CLO 2, LTDSecuritized Asset Fund$153MGross asset value

Search Form D filings →

Fund administrator WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Investor statements: No (provided to no investors) Related to adviser: No Other funds reporting this name →

Custodian WILMINGTON TRUST, NATIONAL ASSOCIATION WILMINGTON, Delaware, United States Related to adviser: No Other funds reporting this name →

Marketer NATIXIS SECURITIES AMERICAS LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

WILMINGTON TRUST, NATIONAL ASSOCIATION
LEI 2549003YW3T6PERKZM60

NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719

Fund details & source

Fund ID: 805-3391808599
Reported beneficial owners: 0
Minimum commitment: $5M

Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 29, 2024 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1919472 · Dec 13, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.01T
Non-discretionary: $4.29B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1919472 · Dec 13, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.