Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Dec 13, 2024
- Regulatory AUM
- $1.01T Form ADV · Item 5.F
- Client accounts
- 1,021 Accounts, not individual clients
- Employees
- 1,705 Reported in this filing
- Advisory professionals
- 1,420 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
| 2023 | $1,014,741,753,029 | 1,705 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 72 | $323,871,499,852 | 31.9% |
| Investment companies | 158 | $240,904,310,848 | 23.7% |
| Pooled investment vehicles | 240 | $234,876,182,467 | 23.1% |
| Retirement plans | 112 | $92,421,828,394 | 9.1% |
| Sovereign wealth & foreign institutions | 23 | $43,381,371,716 | 4.3% |
| Banks & thrifts | 6 | $33,752,925,709 | 3.3% |
| Government entities | 30 | $22,152,998,900 | 2.2% |
| Corporations & businesses | 9 | $9,399,518,834 | 0.9% |
| Other clients | 16 | $8,922,036,761 | 0.9% |
| Other investment advisers | 6 | $5,059,079,548 | 0.5% |
Filing source
Form ADV 1919472 · Dec 13, 2024 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
143 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DRYDEN 72 CLO, LTD.Securitized Asset Fund$386MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-7685470298
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 60 CLO, LTD.Securitized Asset Fund$385MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-3000522117
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
MEXICO INDUSTRIAL FUND VReal Estate Fund$385MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
PGIM INVESTMENTS LLC
CRD 105670 · SEC 801-31104
Fund details & source
- Fund ID
- 805-9627653902
- Reported beneficial owners
- 9
- Minimum commitment
- $0
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 42 SENIOR LOAN FUNDSecuritized Asset Fund$377MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-1832773007
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM ABSOLUTE TOTAL RETURN BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$355MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6186737201
- Reported beneficial owners
- 6
- Minimum commitment
- $0
- Form D file number
- 021-269378
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRUDENTIAL CAPITAL PARTNERS IV, L.P.Private Equity Fund · Master$333MGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-7264834334
- Reported beneficial owners
- 33
- Minimum commitment
- $10M
- Form D file number
- 021-190647
- Form D file number
- 021-172306
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 30 SENIOR LOAN FUNDSecuritized Asset Fund$328MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-6349475373
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1919472 · Dec 13, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 29, 2024 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1919472 · Dec 13, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.01T
- Non-discretionary
- $4.29B
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1919472 · Dec 13, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.