Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Mar 29, 2024

Regulatory AUM: $1.01T
Client accounts: 1,021
Employees: 1,705
Advisory professionals: 1,420

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	72	$323,871,499,852	31.9%
Investment companies	158	$240,904,310,848	23.7%
Pooled investment vehicles	240	$234,876,182,467	23.1%
Retirement plans	112	$92,421,828,394	9.1%
Sovereign wealth & foreign institutions	23	$43,381,371,716	4.3%
Banks & thrifts	6	$33,752,925,709	3.3%
Government entities	30	$22,152,998,900	2.2%
Corporations & businesses	9	$9,399,518,834	0.9%
Other clients	16	$8,922,036,761	0.9%
Other investment advisers	6	$5,059,079,548	0.5%

Filing source

Form ADV 1826732 · Mar 29, 2024 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

138 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-7Hedge Fund$1.02BGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Insurance Co of America Variable Contract Account GI-100

Fund administrator PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-6174447521
Reported beneficial owners: 2
Minimum commitment: $0
Form D file number: 021-161889

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM US AGRICULTURE FUNDReal Estate Fund$990MGross asset value

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Auditor PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED NEW YORK, New York, United States Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: No
External marketing: No

PRICEWATERHOUSECOOPERS INTERNATIONAL LIMITED
PCAOB 238

Fund details & source

Fund ID: 805-8474995151
Reported beneficial owners: 4
Minimum commitment: $10M
Form D file number: 021-1754752

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM REAL ESTATE US CORE DEBT FUNDReal Estate Fund$892MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Real Estate U.S. Core Debt Fund, L.P.

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Some (provided to some but not all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →

Custodian J.P. MORGAN CHASE, NA NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Marketer PGIM INVESTMENTS LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSE COOPERS
PCAOB 238

PGIM INVESTMENTS LLC
CRD 105670 · SEC 801-31104

Fund details & source

Fund ID: 805-9060886692
Reported beneficial owners: 16
Minimum commitment: $5M
Form D file number: 021-397769

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

FICG PG I FUND LPOther Private Fund$816MGross asset value

Search Form D filings →

Fund administrator STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSE COOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY BOSTON, Massachusetts, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSE COOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

Fund details & source

Fund ID: 805-2455032311
Reported beneficial owners: 2
Minimum commitment: $0

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-SPOther Private Fund$814MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Insurance Co of America Variable Contract Account GI-100

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: No
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-9858595465
Reported beneficial owners: 10
Minimum commitment: $0
Form D file number: 021-161889

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRUDENTIAL CAPITAL PARTNERS V, L.P.Private Equity Fund · Master$730MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Prudential Capital Partners V, L.P.

Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →

Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source

Fund ID: 805-4863312096
Reported beneficial owners: 39
Minimum commitment: $10M
Form D file number: 021-268280

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM BROAD MARKET HIGH YIELD BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$682MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

PGIM Broad Market High Yield Bond Fund of the Prudential Trust Co Institutional Business Trust

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →

Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source

Fund ID: 805-1155675386
Reported beneficial owners: 3
Minimum commitment: $0
Form D file number: 021-279783

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 29, 2024 · previous imported filing

Regulatory AUM$983,853,862,895 → $1,014,741,753,029
Client accounts874 → 1,021
Employees1,658 → 1,705

Filing source

Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.01T
Non-discretionary: $4.29B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.