PGIM, INC.: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$1,191,531,750,594	1,571	Mar 30, 2022
2022	$983,853,862,895	1,658	Mar 30, 2023
2023	$1,014,741,753,029	1,705	Mar 29, 2024

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Insurance companies	72	$323,871,499,852	31.9%
Investment companies	158	$240,904,310,848	23.7%
Pooled investment vehicles	240	$234,876,182,467	23.1%
Retirement plans	112	$92,421,828,394	9.1%
Sovereign wealth & foreign institutions	23	$43,381,371,716	4.3%
Banks & thrifts	6	$33,752,925,709	3.3%
Government entities	30	$22,152,998,900	2.2%
Corporations & businesses	9	$9,399,518,834	0.9%
Other clients	16	$8,922,036,761	0.9%
Other investment advisers	6	$5,059,079,548	0.5%

Filing source

Form ADV 1826732 · Mar 29, 2024 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PGIM FIXED INCOME U.S. LIQUIDITY RELATIVE VALUE MASTER FUND, LTD.Hedge Fund · Master$2.36BGross asset value

Search Form D filings →

Fund administrator INTERNATIONAL FUND SERVICES (N.A.) L.L.C. TORONTO, Canada Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands Other funds reporting this name →

Auditor PRICEWATERHOUSECOOPERS LLP TORONTO, Canada Other funds reporting this name →

Custodian BARCLAYS CAPITAL INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian CITIGROUP GLOBAL MARKETS INC. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian SG AMERICAS SECURITIES, LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.

Provider details

Annual audit: Yes
Prime brokers: Yes
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSECOOPERS
PCAOB 1266

PRICEWATERHOUSECOOPERS LLP
PCAOB 271

BARCLAYS CAPITAL INC.
SEC 8-41342

CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177

SG AMERICAS SECURITIES, LLC
SEC 8-66125

Fund details & source

Fund ID: 805-4912445310
Reported beneficial owners: 7
Minimum commitment: $5M

Form ADV 1826732 · Mar 29, 2024 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Jan 29, 2024 · previous imported filing

Regulatory AUM$983,853,862,895 → $1,014,741,753,029
Client accounts874 → 1,021
Employees1,658 → 1,705

Filing source

Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $1.01T
Non-discretionary: $4.29B

Reported services

Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1826732 · Mar 29, 2024 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Annual Updating Amendment for Registered Adviser · fiscal year 2023.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.