Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Jan 29, 2024
- Regulatory AUM
- $984B Form ADV · Item 5.F
- Client accounts
- 874 Accounts, not individual clients
- Employees
- 1,658 Reported in this filing
- Advisory professionals
- 1,374 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 49 | $293,074,760,292 | 29.8% |
| Pooled investment vehicles | 205 | $256,933,826,858 | 26.1% |
| Investment companies | 141 | $228,623,290,836 | 23.2% |
| Retirement plans | 111 | $88,139,436,444 | 9.0% |
| Sovereign wealth & foreign institutions | 22 | $41,247,721,561 | 4.2% |
| Banks & thrifts | 7 | $35,596,564,731 | 3.6% |
| Government entities | 35 | $22,026,145,328 | 2.2% |
| Corporations & businesses | 8 | $9,353,248,712 | 1.0% |
| Other clients | 14 | $5,258,429,277 | 0.5% |
| Other investment advisers | 5 | $3,600,438,856 | 0.4% |
Filing source
Form ADV 1810772 · Jan 29, 2024 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
143 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-200-3-CLOOther Private Fund$274MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-8928764190
- Reported beneficial owners
- 1
- Minimum commitment
- $0
- Form D file number
- 021-241502
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM REAL ESTATE GLOBAL DEBT LPOther Private Fund$261MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-9394787883
- Reported beneficial owners
- 2
- Minimum commitment
- $0
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-LONGCORPHedge Fund$249MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-5549190441
- Reported beneficial owners
- 3
- Minimum commitment
- $0
- Form D file number
- 021-161889
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM SENIOR LOAN OPPORTUNITIES LEVERED I LPOther Private Fund$229MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS, LLP
PCAOB 238
JP MORGAN CHASE BANK N.A
LEI 8I5DZWZKVS2I1NUHU748
Fund details & source
- Fund ID
- 805-8002584370
- Reported beneficial owners
- 7
- Minimum commitment
- $10M
- Form D file number
- 021-384955
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SENIOR HOUSING PARTNERS V, L.P.Hedge Fund$221MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-1548146130
- Reported beneficial owners
- 7
- Minimum commitment
- $10M
- Form D file number
- 021-233216
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
WH WAREHOUSE 22-1 LTD.Other Private Fund$215MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
WILMINGTON TRUST, NATIONAL ASSOCATION
LEI 2549003YW3T6PERKZM60
NATIXIS SECURITIES AMERICAS LLC
CRD 1101 · SEC 8-719
Fund details & source
- Fund ID
- 805-8869427717
- Reported beneficial owners
- 1
- Minimum commitment
- $10M
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CREDIT OPPORTUNITIES FUND PGIM FIXED INCOME ALTERNATIVES MASTER FUND ICAVHedge Fund · Master$203MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1366
BARCLAYS CAPITAL INC.
SEC 8-41342
STATE STREET CUSTODIAL SERVICES (IRELAND)
LEI 549300WXPZHMNQNPYL49
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
BARCLAYS CAPITAL INC.
CRD 19714 · SEC 8-41342
Fund details & source
- Fund ID
- 805-3670480784
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-378314
Form ADV 1810772 · Jan 29, 2024 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Dec 22, 2023 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1810772 · Jan 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $983B
- Non-discretionary
- $743M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1810772 · Jan 29, 2024 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.