Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 30, 2023
- Regulatory AUM
- $984B Form ADV · Item 5.F
- Client accounts
- 874 Accounts, not individual clients
- Employees
- 1,658 Reported in this filing
- Advisory professionals
- 1,374 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 49 | $293,074,760,292 | 29.8% |
| Pooled investment vehicles | 205 | $256,933,826,858 | 26.1% |
| Investment companies | 141 | $228,623,290,836 | 23.2% |
| Retirement plans | 111 | $88,139,436,444 | 9.0% |
| Sovereign wealth & foreign institutions | 22 | $41,247,721,561 | 4.2% |
| Banks & thrifts | 7 | $35,596,564,731 | 3.6% |
| Government entities | 35 | $22,026,145,328 | 2.2% |
| Corporations & businesses | 8 | $9,353,248,712 | 1.0% |
| Other clients | 14 | $5,258,429,277 | 0.5% |
| Other investment advisers | 5 | $3,600,438,856 | 0.4% |
Filing source
Form ADV 1707608 · Mar 30, 2023 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
140 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PGIM CORE CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTOther Private Fund$3.43BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-7448682829
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-281142
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CAPITAL PARTNERS VI LPPrivate Equity Fund · Master$1.7BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-4187737922
- Reported beneficial owners
- 31
- Minimum commitment
- $10M
- Form D file number
- 021-368535
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
VRS PIM HOLDING CO LLCReal Estate Fund$1.5BGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-4100711024
- Reported beneficial owners
- 1
- Minimum commitment
- $0
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CORE PLUS BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$1.26BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-7465982988
- Reported beneficial owners
- 34
- Minimum commitment
- $0
- Form D file number
- 021-271703
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-20Other Private Fund$1.24BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-2616815067
- Reported beneficial owners
- 7
- Minimum commitment
- $0
- Form D file number
- 021-161889
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM LONG DURATION GOVERNMENT CREDIT CONSERVATIVE BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTHedge Fund$1.16BGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-2318382464
- Reported beneficial owners
- 4
- Minimum commitment
- $0
- Form D file number
- 021-269378
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-7Hedge Fund$936MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6174447521
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-161889
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 22, 2022 · previous imported filing
- Regulatory AUM$1,191,531,750,594 → $983,853,862,895
- Client accounts843 → 874
- Employees1,571 → 1,658
Filing source
Form ADV 1707608 · Mar 30, 2023 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $983B
- Non-discretionary
- $743M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1707608 · Mar 30, 2023 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.