Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 30, 2023
- Regulatory AUM
- $984B Form ADV · Item 5.F
- Client accounts
- 874 Accounts, not individual clients
- Employees
- 1,658 Reported in this filing
- Advisory professionals
- 1,374 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
| 2022 | $983,853,862,895 | 1,658 | Mar 30, 2023 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 49 | $293,074,760,292 | 29.8% |
| Pooled investment vehicles | 205 | $256,933,826,858 | 26.1% |
| Investment companies | 141 | $228,623,290,836 | 23.2% |
| Retirement plans | 111 | $88,139,436,444 | 9.0% |
| Sovereign wealth & foreign institutions | 22 | $41,247,721,561 | 4.2% |
| Banks & thrifts | 7 | $35,596,564,731 | 3.6% |
| Government entities | 35 | $22,026,145,328 | 2.2% |
| Corporations & businesses | 8 | $9,353,248,712 | 1.0% |
| Other clients | 14 | $5,258,429,277 | 0.5% |
| Other investment advisers | 5 | $3,600,438,856 | 0.4% |
Filing source
Form ADV 1707608 · Mar 30, 2023 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PRECO ACCOUNT PARTNERSHIP IV FUND LPHedge Fund$2.52MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7585290456
- Reported beneficial owners
- 6
- Minimum commitment
- $10M
- Form D file number
- 021-120975
- Form D file number
- 021-120956
Form ADV 1707608 · Mar 30, 2023 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 22, 2022 · previous imported filing
- Regulatory AUM$1,191,531,750,594 → $983,853,862,895
- Client accounts843 → 874
- Employees1,571 → 1,658
Filing source
Form ADV 1707608 · Mar 30, 2023 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $983B
- Non-discretionary
- $743M
Reported services
Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1707608 · Mar 30, 2023 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2022.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.