Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Aug 11, 2022
- Regulatory AUM
- $1.19T Form ADV · Item 5.F
- Client accounts
- 843 Accounts, not individual clients
- Employees
- 1,571 Reported in this filing
- Advisory professionals
- 1,273 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 46 | $373,540,951,359 | 31.3% |
| Pooled investment vehicles | 187 | $292,984,880,458 | 24.6% |
| Investment companies | 133 | $284,190,251,928 | 23.9% |
| Retirement plans | 120 | $109,589,148,426 | 9.2% |
| Sovereign wealth & foreign institutions | 24 | $52,188,852,873 | 4.4% |
| Banks & thrifts | 5 | $37,909,465,772 | 3.2% |
| Government entities | 34 | $24,380,416,119 | 2.0% |
| Corporations & businesses | 6 | $10,912,114,290 | 0.9% |
| Other investment advisers | 7 | $4,640,133,252 | 0.4% |
| Other clients | Fewer than 5 | $1,195,536,117 | 0.1% |
Filing source
Form ADV 1668916 · Aug 11, 2022 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
129 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
DRYDEN 70 CLO, LTD.Securitized Asset Fund$499MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-6320501405
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 68 CLO, LTD.Securitized Asset Fund$499MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-7451914053
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 61 CLO, LTD.Securitized Asset Fund$498MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-5042946741
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 90 CLO, LTDSecuritized Asset Fund$498MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-9445575679
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
DRYDEN 65 CLO, LTD.Securitized Asset Fund$497MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
U.S. BANK NATIONAL ASSOCIATION
LEI 5493001WC5CQQI9L9G80
Fund details & source
- Fund ID
- 805-5695818998
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEWARK BSL CLO 1 LTD.Securitized Asset Fund$496MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-9890300155
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
NEWARK BSL CLO 2 LTD.Securitized Asset Fund$496MGross asset value
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
DEUTSCHE BANK TRUST COMPANY AMERICAS
LEI 8EWQ2UQKS07AKK8ANH81
Fund details & source
- Fund ID
- 805-8598312621
- Reported beneficial owners
- 0
- Minimum commitment
- $250K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 18, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.18T
- Non-discretionary
- $12.5B
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.