Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Aug 11, 2022
- Regulatory AUM
- $1.19T Form ADV · Item 5.F
- Client accounts
- 843 Accounts, not individual clients
- Employees
- 1,571 Reported in this filing
- Advisory professionals
- 1,273 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 46 | $373,540,951,359 | 31.3% |
| Pooled investment vehicles | 187 | $292,984,880,458 | 24.6% |
| Investment companies | 133 | $284,190,251,928 | 23.9% |
| Retirement plans | 120 | $109,589,148,426 | 9.2% |
| Sovereign wealth & foreign institutions | 24 | $52,188,852,873 | 4.4% |
| Banks & thrifts | 5 | $37,909,465,772 | 3.2% |
| Government entities | 34 | $24,380,416,119 | 2.0% |
| Corporations & businesses | 6 | $10,912,114,290 | 0.9% |
| Other investment advisers | 7 | $4,640,133,252 | 0.4% |
| Other clients | Fewer than 5 | $1,195,536,117 | 0.1% |
Filing source
Form ADV 1668916 · Aug 11, 2022 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
129 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
ALPHA OPPORTUNITIES MASTER SEGREGATED PORTFOLIOHedge Fund · Master$111MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1366
CITIGROUP GLOBAL MARKETS INC.
SEC 8-8177
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-7985087280
- Reported beneficial owners
- 2
- Minimum commitment
- $10M
- Form D file number
- 021-451778
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM CAPITAL PARTNERS MANAGEMENT FUND VI LPPrivate Equity Fund · Master$101MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-2364514995
- Reported beneficial owners
- 73
- Minimum commitment
- $50K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM SENIOR LOAN OPPORTUNITIES LEVERED I LPOther Private Fund$101MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS, LLP
PCAOB 238
JP MORGAN CHASE BANK N.A
LEI 8I5DZWZKVS2I1NUHU748
Fund details & source
- Fund ID
- 805-8002584370
- Reported beneficial owners
- 7
- Minimum commitment
- $10M
- Form D file number
- 021-384955
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-100-3-25Other Private Fund$84.1MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- No
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-3149863287
- Reported beneficial owners
- 2
- Minimum commitment
- $0
- Form D file number
- 021-161889
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM ABSOLUTE TOTAL RETURN BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$80.4MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- Yes
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
Fund details & source
- Fund ID
- 805-6186737201
- Reported beneficial owners
- 6
- Minimum commitment
- $0
- Form D file number
- 021-269378
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRUDENTIAL CAPITAL PARTNERS MANAGEMENT FUND V, L.P.Private Equity Fund · Master$73.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-7244839061
- Reported beneficial owners
- 70
- Minimum commitment
- $50K
- Form D file number
- 021-268282
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PGIM SENIOR LOAN OPPORTUNITIES MANAGEMENT FUND I, L.P.Other Private Fund · Master$39.9MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JP MORGAN CHASE BANK N.A.
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-7709012278
- Reported beneficial owners
- 74
- Minimum commitment
- $50K
Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since May 18, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.18T
- Non-discretionary
- $12.5B
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.