Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Aug 11, 2022

Regulatory AUM
$1.19T
Form ADV · Item 5.F
Client accounts
843
Accounts, not individual clients
Employees
1,571
Reported in this filing
Advisory professionals
1,273
Investment advisory functions

How this adviser has changed

Annual filings

Regulatory assets under management

Reported regulatory AUM by annual filing$0$596B$1.19TFY 2021: $1,191,531,750,594.00FY 2021

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal yearRegulatory AUMEmployeesFiled
2021$1,191,531,750,5941,571Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies46$373,540,951,35931.3%
Pooled investment vehicles187$292,984,880,45824.6%
Investment companies133$284,190,251,92823.9%
Retirement plans120$109,589,148,4269.2%
Sovereign wealth & foreign institutions24$52,188,852,8734.4%
Banks & thrifts5$37,909,465,7723.2%
Government entities34$24,380,416,1192.0%
Corporations & businesses6$10,912,114,2900.9%
Other investment advisers7$4,640,133,2520.4%
Other clientsFewer than 5$1,195,536,1170.1%
Filing source

Form ADV 1668916 · Aug 11, 2022 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PGIM U.S. AGRICULTURE FUND LPReal Estate Fund$490MGross asset value
Auditor PRICEWATERHOUSE COOPERS NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSE COOPERS
PCAOB 238

Fund details & source
Fund ID
805-8474995151
Reported beneficial owners
4
Minimum commitment
$10M
Form D file number
021-1754752

Form ADV 1668916 · Aug 11, 2022 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since May 18, 2022 · previous imported filing

No comparable changes in the displayed metrics.

Filing source

Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.18T
Non-discretionary
$12.5B

Reported services

Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

655 BROAD ST.
NEWARK, NJ, 07102, United States

CRD 105676

Filing source

Form ADV 1668916 · Aug 11, 2022 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.