Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Mar 30, 2022
- Regulatory AUM
- $1.19T Form ADV · Item 5.F
- Client accounts
- 843 Accounts, not individual clients
- Employees
- 1,571 Reported in this filing
- Advisory professionals
- 1,273 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $1,191,531,750,594 | 1,571 | Mar 30, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 46 | $373,540,951,359 | 31.3% |
| Pooled investment vehicles | 187 | $292,984,880,458 | 24.6% |
| Investment companies | 133 | $284,190,251,928 | 23.9% |
| Retirement plans | 120 | $109,589,148,426 | 9.2% |
| Sovereign wealth & foreign institutions | 24 | $52,188,852,873 | 4.4% |
| Banks & thrifts | 5 | $37,909,465,772 | 3.2% |
| Government entities | 34 | $24,380,416,119 | 2.0% |
| Corporations & businesses | 6 | $10,912,114,290 | 0.9% |
| Other investment advisers | 7 | $4,640,133,252 | 0.4% |
| Other clients | Fewer than 5 | $1,195,536,117 | 0.1% |
Filing source
Form ADV 1620712 · Mar 30, 2022 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
CREDIT OPPORTUNITIES FUND PGIM FIXED INCOME ALTERNATIVES MASTER FUND ICAVHedge Fund · Master$150MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSECOOPERS
PCAOB 1366
CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422
STATE STREET CUSTODIAL SERVICES (IRELAND)
LEI 549300WXPZHMNQNPYL49
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540
CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422
Fund details & source
- Fund ID
- 805-3670480784
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-378314
Form ADV 1620712 · Mar 30, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Feb 23, 2022 · previous imported filing
- Regulatory AUM$1,152,137,172,504 → $1,191,531,750,594
- Client accounts836 → 843
- Employees1,374 → 1,571
Filing source
Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.18T
- Non-discretionary
- $12.5B
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1620712 · Mar 30, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Annual Updating Amendment for Registered Adviser · fiscal year 2021.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.