Investment adviser · CRD 105676
PGIM, INC.
NEWARK, NJ, United States · Form ADV filed Feb 23, 2022
- Regulatory AUM
- $1.15T Form ADV · Item 5.F
- Client accounts
- 836 Accounts, not individual clients
- Employees
- 1,374 Reported in this filing
- Advisory professionals
- 1,163 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Insurance companies | 59 | $365,354,914,519 | 31.7% |
| Pooled investment vehicles | 148 | $279,189,551,131 | 24.2% |
| Investment companies | 101 | $263,117,884,475 | 22.8% |
| Retirement plans | 132 | $114,953,541,452 | 10.0% |
| Sovereign wealth & foreign institutions | 21 | $51,003,671,417 | 4.4% |
| Banks & thrifts | 6 | $40,186,244,845 | 3.5% |
| Government entities | 27 | $24,177,488,644 | 2.1% |
| Corporations & businesses | 5 | $9,681,954,942 | 0.8% |
| Other investment advisers | 10 | $3,562,711,780 | 0.3% |
| Other clients | 1 | $909,209,299 | 0.1% |
Filing source
Form ADV 1606712 · Feb 23, 2022 · Item 5.D
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
114 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PLA RETAIL FUND I, LPHedge Fund · Master$7.14MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON
PCAOB 1245
Fund details & source
- Fund ID
- 805-4889778228
- Reported beneficial owners
- 13
- Minimum commitment
- $25M
- Form D file number
- 021-104549
- Form D file number
- 021-104548
- Form D file number
- 021-104550
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
SENIOR HOUSING PARTNERS IV, L.P.Hedge Fund$5.89MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-1614157579
- Reported beneficial owners
- 4
- Minimum commitment
- $10M
- Form D file number
- 021-162503
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRUDENTIAL CAPITAL PARTNERS MANAGEMENT FUND II, L.P.Private Equity Fund$3.03MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS LLP
PCAOB 238
JPMORGAN CHASE BANK, N.A
LEI 8I5DZWZKVSZI1NUHU748
Fund details & source
- Fund ID
- 805-6184051443
- Reported beneficial owners
- 29
- Minimum commitment
- $50K
- Form D file number
- 021-76270
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRECO ACCOUNT PARTNERSHIP IV FUND LPHedge Fund$2.89MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-7585290456
- Reported beneficial owners
- 6
- Minimum commitment
- $10M
- Form D file number
- 021-120975
- Form D file number
- 021-120956
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRECO ACCOUNT PARTNERSHIP III FUND LPHedge Fund$2.53MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-4418390789
- Reported beneficial owners
- 9
- Minimum commitment
- $15M
- Form D file number
- 021-96278
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PLA INDUSTRIAL FUND II, LLCHedge Fund$2.01MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- No
- External marketing
- No
GRANT THORNTON, S.C.
PCAOB 1245
Fund details & source
- Fund ID
- 805-9906777882
- Reported beneficial owners
- 3
- Minimum commitment
- $25M
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PRECO III (UK) L.P.Hedge Fund$1.85MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- No
PRICEWATERHOUSECOOPERS
PCAOB 238
J.P. MORGAN SECURITIES LLC
SEC 8-35008
Fund details & source
- Fund ID
- 805-1689263686
- Reported beneficial owners
- 8
- Minimum commitment
- $20M
- Form D file number
- 021-96278
Form ADV 1606712 · Feb 23, 2022 · Schedule D 7.B.(1)
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Dec 16, 2021 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1606712 · Feb 23, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $1.14T
- Non-discretionary
- $13.8B
Filing history · 0 annual filings
Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.
Reported services
Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed · Performance-based
Principal office
655 BROAD ST.NEWARK, NJ, 07102, United States
CRD 105676
Filing source
Form ADV 1606712 · Feb 23, 2022 · Items 1 & 5
Reported by PGIM, INC. (CRD 105676).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.