Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Sep 16, 2021

Regulatory AUM
$1.15T
Form ADV · Item 5.F
Client accounts
836
Accounts, not individual clients
Employees
1,374
Reported in this filing
Advisory professionals
1,163
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies59$365,354,914,51931.7%
Pooled investment vehicles148$279,189,551,13124.2%
Investment companies101$263,117,884,47522.8%
Retirement plans132$114,953,541,45210.0%
Sovereign wealth & foreign institutions21$51,003,671,4174.4%
Banks & thrifts6$40,186,244,8453.5%
Government entities27$24,177,488,6442.1%
Corporations & businesses5$9,681,954,9420.8%
Other investment advisers10$3,562,711,7800.3%
Other clients1$909,209,2990.1%
Filing source

Form ADV 1566151 · Sep 16, 2021 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

118 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

PLA RESIDENTIAL FUND II, LLCHedge Fund$1.61MGross asset value
Search Form D filings →
Auditor GRANT THORNTON MEXICO CITY, Mexico Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON
PCAOB 1245

Fund details & source
Fund ID
805-9722171442
Reported beneficial owners
4
Minimum commitment
$25M

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRECO III (UK) NO. 2 L.P.Hedge Fund$634KGross asset value
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Fund administrator BNY MELLON WOODLAND PARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS NEW YORK, New York, United States Other funds reporting this name →
Custodian J.P. MORGAN SECURITIES LLC NY, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 238

J.P. MORGAN SECURITIES LLC
SEC 8-35008

Fund details & source
Fund ID
805-3492780161
Reported beneficial owners
1
Minimum commitment
$20M

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PLA RESIDENTIAL FUND IV, LLCHedge Fund$408KGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor GRANT THORNTON MEXICO CITY, Mexico Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON
PCAOB 1245

Fund details & source
Fund ID
805-7754805402
Reported beneficial owners
2
Minimum commitment
$25M
Form D file number
021-131703

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRAMERICA PROPERTY PARTNERS FUND (UK) LPHedge Fund$276KGross asset value
Search Form D filings →
Auditor PRICEWATERHOUSECOOPERS LUXEMBOURG, Luxembourg Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

PRICEWATERHOUSECOOPERS
PCAOB 1328

Fund details & source
Fund ID
805-1516511835
Reported beneficial owners
8
Minimum commitment
$2M

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

MEXICO RESIDENTIAL FUND PARALLEL TRUSTHedge Fund$0Gross asset value
Search Form D filings →
Auditor GRANT THORNTON MEXICO CITY, Mexico Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON
PCAOB 1245

Fund details & source
Fund ID
805-4924731093
Reported beneficial owners
1
Minimum commitment
$25M

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA VARIABLE CONTRACT ACCOUNT GI-200-3-USGOVMMOther Private Fund$0Gross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator THE PRUDENTIAL INSURANCE COMPANY OF AMERICA NEWARK, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: Yes Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
No
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source
Fund ID
805-8123552363
Reported beneficial owners
0
Minimum commitment
$0
Form D file number
021-241502

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.14T
Non-discretionary
$13.8B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

    Compensation

    Percentage of assets · Fixed · Performance-based

    Principal office

    655 BROAD ST.
    NEWARK, NJ, 07102, United States

    CRD 105676

    Filing source

    Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5

    Reported by PGIM, INC. (CRD 105676).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.