Investment adviser · CRD 105676

PGIM, INC.

NEWARK, NJ, United States · Form ADV filed Sep 16, 2021

Regulatory AUM
$1.15T
Form ADV · Item 5.F
Client accounts
836
Accounts, not individual clients
Employees
1,374
Reported in this filing
Advisory professionals
1,163
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Insurance companies59$365,354,914,51931.7%
Pooled investment vehicles148$279,189,551,13124.2%
Investment companies101$263,117,884,47522.8%
Retirement plans132$114,953,541,45210.0%
Sovereign wealth & foreign institutions21$51,003,671,4174.4%
Banks & thrifts6$40,186,244,8453.5%
Government entities27$24,177,488,6442.1%
Corporations & businesses5$9,681,954,9420.8%
Other investment advisers10$3,562,711,7800.3%
Other clients1$909,209,2990.1%
Filing source

Form ADV 1566151 · Sep 16, 2021 · Item 5.D

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

118 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

CREDIT OPPORTUNITIES FUND PGIM FIXED INCOME ALTERNATIVES MASTER FUND ICAVHedge Fund · Master$30.4MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Fund administrator INTERNATIONAL FUND SERVICES (IRELAND) LIMITED DUBLIN, Ireland Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS DUBLIN, Ireland Other funds reporting this name →
Custodian CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →
Custodian STATE STREET CUSTODIAL SERVICES (IRELAND) DUBLIN, Ireland Related to adviser: No Other funds reporting this name →
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Prime broker CREDIT SUISSE SECURITIES (USA) LLC NEW YORK, New York, United States Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

PRICEWATERHOUSECOOPERS
PCAOB 1366

CREDIT SUISSE SECURITIES (USA) LLC
SEC 8-422

STATE STREET CUSTODIAL SERVICES (IRELAND)
LEI 549300WXPZHMNQNPYL49

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

CREDIT SUISSE SECURITIES (USA) LLC
CRD 816 · SEC 8-422

Fund details & source
Fund ID
805-3670480784
Reported beneficial owners
2
Minimum commitment
$5M
Form D file number
021-378314

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

ASIA REAL ESTATE FUND, L.P.Hedge Fund$29.6MGross asset value
Search Form D filings →
Auditor DELOITTE & TOUCHE SINGAPORE, Singapore Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
No
Administrator other than the adviser
No
External marketing
No

DELOITTE & TOUCHE
PCAOB 1046

Fund details & source
Fund ID
805-8619017413
Reported beneficial owners
4
Minimum commitment
$0

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PGIM HIGH YIELD BOND FUND OF THE PRUDENTIAL TRUST COMPANY INSTITUTIONAL BUSINESS TRUSTHedge Fund$19.9MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Auditor PRICEWATERHOUSECOOPERS LLP NEW YORK, New York, United States Other funds reporting this name →
Custodian STATE STREET BANK AND TRUST COMPANY KANSAS CITY, Missouri, United States Related to adviser: No Other funds reporting this name →
Marketer PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC NEWARK, New Jersey, United States Related to adviser: Yes Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
Yes

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

STATE STREET BANK AND TRUST COMPANY
LEI 571474TGEMMWANRLN572

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
CRD 18353 · SEC 8-36540

Fund details & source
Fund ID
805-5303911607
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-267027

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRUDENTIAL CAPITAL PARTNERS (PARALLEL FUND) III, L.P.Private Equity Fund$13.7MGross asset value
Search Form D filings →
Fund administrator JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZVSZI1NUHU748

Fund details & source
Fund ID
805-2308741985
Reported beneficial owners
3
Minimum commitment
$10M
Form D file number
021-121727

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PLA RESIDENTIAL III FUND, LPHedge Fund · Master$12.8MGross asset value
Search Form D filings →
Auditor GRANT THORNTON MEXICO CITY, Mexico Other funds reporting this name →
Custodian DEPÓSITO CENTRAL DE VALORES, S.A. SANTIAGO CENTRO, Chile Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

GRANT THORNTON
PCAOB 1245

Fund details & source
Fund ID
805-4918809850
Reported beneficial owners
27
Minimum commitment
$25M
Form D file number
021-109942
Form D file number
021-109848
Form D file number
021-109849

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRUDENTIAL CAPITAL PARTNERS MANAGEMENT FUND III, L.P.Private Equity Fund$8.26MGross asset value
Search Form D filings →
Fund administrator JPMORGAN CHASE BANK, N.A BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A. BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A.
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source
Fund ID
805-6894757911
Reported beneficial owners
41
Minimum commitment
$50K
Form D file number
021-129032

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PRUDENTIAL CAPITAL PARTNERS (PARALLEL FUND) II, L.P.Private Equity Fund$7.47MGross asset value
Search Form D filings →
Fund administrator JPMORGAN CHASE BANK, N.A BROOKLYN, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →
Auditor PRICEWATERHOUSECOOPERS LLP CHICAGO, Illinois, United States Other funds reporting this name →
Custodian JPMORGAN CHASE BANK, N.A BROOKLYN, New York, United States Related to adviser: No Other funds reporting this name →
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

PRICEWATERHOUSECOOPERS LLP
PCAOB 238

JPMORGAN CHASE BANK, N.A
LEI 8I5DZWZKVSZI1NUHU748

Fund details & source
Fund ID
805-3567385254
Reported beneficial owners
6
Minimum commitment
$10M
Form D file number
021-72310

Form ADV 1566151 · Sep 16, 2021 · Schedule D 7.B.(1)

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5

Reported by PGIM, INC. (CRD 105676).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary
$1.14T
Non-discretionary
$13.8B
Filing history · 0 annual filings

Adviser-level financial and staffing figures are unavailable in these annual filings. Select a filing to view its reported funds and providers.

    Reported services

    Individual portfolio management · Investment company portfolio management · Pooled investment vehicle management · Business portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars

    Compensation

    Percentage of assets · Fixed · Performance-based

    Principal office

    655 BROAD ST.
    NEWARK, NJ, 07102, United States

    CRD 105676

    Filing source

    Form ADV 1566151 · Sep 16, 2021 · Items 1 & 5

    Reported by PGIM, INC. (CRD 105676).

    Other-Than Anual Amendment For Registered Adviser.

    Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.