Investment adviser · CRD 297517
PGI WEALTH MANAGEMENT
Investment adviser filing (IA)
PHILIP JAMES WEALTH MANAGEMENT, LLC
ALPHARETTA, GA, United States · Form ADV filed May 11, 2026
- Regulatory AUM
- $931M Form ADV · Item 5.F
- Client accounts
- 1,235 Accounts, not individual clients
- Employees
- 9 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 193 | $806,641,293 | 86.7% |
| Individuals | 304 | $79,987,453 | 8.6% |
| Charities | Fewer than 5 | $43,996,439 | 4.7% |
Filing source
Form ADV 2104708 · May 11, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: May 11, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting
Compensation
Percentage of assets · Fixed
Principal office
13680 HIGHWAY 9, SUITE C100ALPHARETTA, GA, 30004, United States
CRD 297517
Filing source
Form ADV 2104708 · May 11, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.