Investment adviser · CRD 116806
PERSONAL FINANCIAL GROUP
Investment adviser filing (IA)
OVERLAND PARK, KS, United States · Form ADV filed Jun 28, 2019
- Regulatory AUM
- $29.1M Form ADV · Item 5.F
- Client accounts
- 15 Accounts, not individual clients
- Employees
- 6 Reported in this filing
- Advisory professionals
- 6 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | Fewer than 5 | $27,141,724 | 93.1% |
| Individuals | Fewer than 5 | $2,000,000 | 6.9% |
Filing source
Form ADV 1332163 · Jun 28, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Jun 28, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Educational seminars
Compensation
Percentage of assets
Principal office
7007 COLLEGE BLVD., SUITE 270OVERLAND PARK, KS, 66211, United States
CRD 116806
Filing source
Form ADV 1332163 · Jun 28, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.