Investment adviser · CRD 156354

PERIDIEM GLOBAL INVESTORS, LLC

Investment adviser filing (IA)

LOS ANGELES, CA, United States · Form ADV filed Mar 30, 2015

Regulatory AUM
$309M
Form ADV · Item 5.F
Client accounts
9
Accounts, not individual clients
Employees
18
Reported in this filing
Advisory professionals
11
Investment advisory functions

Private funds & service providers

5 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN MASTER FUND, L.P.Hedge Fund · Last reported Mar 30, 2015$144MGross asset value

Feeder funds

  • PERIDIEM GLOBAL FIXED INCOME ABSOLUTE RETURN (OFFSHORE) FUND, L.P. - AUD CLASS
Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG (CAYMAN) CAMANA BAY, Cayman Islands
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-2881389197
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 892359 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERIDIEM GLOBAL FIXED INCOME OPPORTUNITIES MASTER FUND, L.P.Hedge Fund · Last reported Mar 30, 2015$99.3MGross asset value

Feeder funds

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG (CAYMAN) CAMANA BAY, Cayman Islands
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-6963319780
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 892359 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERIDIEM U.S. HIGH YIELD FIXED INCOME MASTER FUND, L.P.Other Private Fund · Last reported Mar 30, 2015$59.1MGross asset value

Feeder funds

  • PERIDIEM U.S. HIGH YIELD FIXED INCOME (OFFSHORE) FUND, L.P. - AUD CLASS
Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG (CAYMAN) CAMANA BAY, Cayman Islands
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-5625537266
Reported beneficial owners
2
Minimum commitment
$2M

Form ADV 892359 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P.Other Private Fund · Last reported Mar 30, 2015$7.59MGross asset value

Form D fundraising filings

PERIDIEM MULTI STRATEGY CORE PLUS BOND FUND, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP LOS ANGELES, California, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-4057238625
Reported beneficial owners
2
Minimum commitment
$2M
Form D file number
021-169902

Form ADV 892359 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERIDIEM MULTI STRATEGY SHORT DURATION BOND FUND, L.P.Other Private Fund · Last reported Mar 30, 2015$7.31MGross asset value

Form D fundraising filings

PERIDIEM MULTI STRATEGY SHORT DURATION BOND FUND, L.P.

Fund administrator SEI GLOBAL SERVICES, INC. OAKS, Pennsylvania, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ERNST & YOUNG, LLP LOS ANGELES, California, United States
Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No
Prime broker BNP PARIBAS PRIME BROKERAGE, INC. NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

BNP PARIBAS PRIME BROKERAGE, INC.
CRD 24962 · SEC 8-40490

Fund details & source
Fund ID
805-1502373995
Reported beneficial owners
2
Minimum commitment
$2M
Form D file number
021-169904

Form ADV 892359 · Mar 30, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 30, 2015. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

445 SOUTH FIGUEROA STREET, SUITE 2350
LOS ANGELES, CA, 90071, United States

CRD 156354

Filing source

Form ADV 892359 · Mar 30, 2015 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.