Investment adviser · CRD 161815

PERENNIAL INVESTORS, LLC

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

NEW YORK, NY, United States · Form ADV filed Mar 29, 2012

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

3 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PERENNIAL PARTNERS, L.P.Hedge Fund · Last reported Mar 29, 2012$15MGross asset value
Auditor ROTHSTEIN KASS & COMPANY PC NEW YORK, New York, United States
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-7484503748
Reported beneficial owners
7
Minimum commitment
$1M
Form D file number
021-93621

Form ADV 621718 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERENNIAL OFFSHORE LTD.Hedge Fund · Last reported Mar 29, 2012$8.5MGross asset value
Fund administrator OGIER FIDUCIARY SERVICES (CAYMAN) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor ROTHSTEIN KASS & COMPANY GEORGETOWN, Cayman Islands
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-6239217488
Reported beneficial owners
3
Minimum commitment
$500K
Form D file number
021-93621

Form ADV 621718 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PERENNIAL FOCUS, L.P.Hedge Fund · Last reported Mar 29, 2012$7MGross asset value
Auditor ROTHSTEIN KASS & COMPANY PC NEW YORK, New York, United States
Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No
Prime broker UBS SECURITIES LLC NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

UBS SECURITIES LLC
SEC 8-22651

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

Fund details & source
Fund ID
805-3615893634
Reported beneficial owners
3
Minimum commitment
$500K

Form ADV 621718 · Mar 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2012. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

623 FIFTH AVENUE, 26TH FLOOR
NEW YORK, NY, 10022, United States

CRD 161815

Filing source

Form ADV 621718 · Mar 29, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.