Investment adviser · CRD 154703
PERCEPTIVE ADVISORS
PERCEPTIVE ADVISORS LLC.
NEW YORK, NY, United States · Form ADV filed Sep 13, 2022
- Regulatory AUM
- $10.4B Form ADV · Item 5.F
- Client accounts
- 32 Accounts, not individual clients
- Employees
- 38 Reported in this filing
- Advisory professionals
- 22 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $10,357,828,753 | 38 | Mar 31, 2022 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 31 | $10,121,693,640 | 97.7% |
| Other clients | Fewer than 5 | $236,135,113 | 2.3% |
Filing source
Form ADV 1674357 · Sep 13, 2022 · Item 5.D
Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Private funds & service providers
1 selected fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PERCEPTIVE CREDIT OPPORTUNITIES FUND (QP), LPPrivate Equity Fund · Master$538KGross asset value
Form D fundraising filings
View filings for the issuers linked by this fund’s reported Form D file numbers.
See filing for more → Showing the first 6 providers by role and name. IAPD may show a newer filing.
Provider details
- Annual audit
- Yes
- Prime brokers
- Yes
- Custodians
- Yes
- Administrator other than the adviser
- Yes
- External marketing
- Yes
RSM US LLP
PCAOB 49
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221
FLYING CLOUD SECURITIES LLC
CRD 167621 · SEC 8-69270
JEFFERIES LLC
CRD 2347 · SEC 8-15074
OLD CITY SECURITIES LLC
CRD 171910 · SEC 8-69488
Fund details & source
- Fund ID
- 805-7037751278
- Reported beneficial owners
- 26
- Minimum commitment
- $1M
- Form D file number
- 021-273733
- Form D file number
- 021-273736
Form ADV 1674357 · Sep 13, 2022 · Schedule D 7.B.(1)
Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Mar 31, 2022 · previous imported filing
No comparable changes in the displayed metrics.
Filing source
Form ADV 1674357 · Sep 13, 2022 · Items 1 & 5
Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $10.4B
- Non-discretionary
- $0
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
51 ASTOR PLACE, 10TH FLRNEW YORK, NY, 10003, United States
CRD 154703
Filing source
Form ADV 1674357 · Sep 13, 2022 · Items 1 & 5
Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).
Other-Than Anual Amendment For Registered Adviser.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.