PERCEPTIVE ADVISORS: Investment Adviser Form ADV Filing

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$10,357,828,753	38	Mar 31, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	31	$10,121,693,640	97.7%
Other clients	Fewer than 5	$236,135,113	2.3%

Filing source

Form ADV 1627636 · Mar 31, 2022 · Item 5.D

Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

1 selected fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

View all funds in this filing

PERCEPTIVE SP (E), LPPrivate Equity Fund$7.5KGross asset value

Search Form D filings →

Fund administrator NAV CONSULTING, INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor RSM US LLP NEW YORK, New York, United States Other funds reporting this name →

Custodian JEFFERIES LLC NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

RSM US LLP
PCAOB 49

JEFFERIES LLC
SEC 8-15074

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source

Fund ID: 805-1879465945
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1627636 · Mar 31, 2022 · Schedule D 7.B.(1)

Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

No comparable changes in the displayed metrics.

Filing source

Form ADV 1627636 · Mar 31, 2022 · Items 1 & 5

Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $10.4B
Non-discretionary: $0

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

51 ASTOR PLACE, 10TH FLR
NEW YORK, NY, 10003, United States

CRD 154703

Filing source

Form ADV 1627636 · Mar 31, 2022 · Items 1 & 5

Reported by PERCEPTIVE ADVISORS LLC. (CRD 154703).

Annual Updating Amendment for Registered Adviser · fiscal year 2021.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.