Investment adviser · CRD 163215

PEPPERTREE CAPITAL MANAGEMENT INC.

Investment adviser filing (IA)

CHAGRIN FALLS, OH, United States · Form ADV filed Mar 29, 2025

Regulatory AUM: $7.64B
Client accounts: 25
Employees: 39
Advisory professionals: 23

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	24	$7,588,402,453	99.3%
Corporations & businesses	Fewer than 5	$55,864,781	0.7%

Filing source

Form ADV 1964739 · Mar 29, 2025 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

20 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PEPPERTREE CAPITAL FUND X QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$2.12BGross asset value

Feeder funds

PEPPERTREE CAPITAL FUND X FEEDER II, LLC
PEPPERTREE CAPITAL FUND X FEEDER, LLC

Auditor ERNST & YOUNG, LLP CLEVALAND, Ohio, United States

Custodian CIBC BANK USA CHIGAGO, Illinois, United States Related to adviser: No

Marketer AFFILIATED MANAGERS GROUP LIMITED LONDON, United Kingdom Related to adviser: Yes

Marketer AFFILIATED MANAGERS GROUP PTY LTD SYDNEY, Australia Related to adviser: Yes

Marketer AMG DISTRIBUTORS, INC. STAMFORD, Connecticut, United States Related to adviser: Yes

Marketer AQUEDUCT CAPITAL GROUP, LLC CHARLOTTE, North Carolina, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: Yes

ERNST & YOUNG, LLP
PCAOB 42

AMG DISTRIBUTORS, INC.
CRD 27314 · SEC 8-43057

AQUEDUCT CAPITAL GROUP, LLC
CRD 131452 · SEC 8-66464

Fund details & source

Fund ID: 805-1003653984
Reported beneficial owners: 285
Minimum commitment: $100K
Form D file number: 021-498501

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL FUND IX QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$1.86BGross asset value

Feeder funds

PEPPERTREE CAPITAL FUND IX FEEDER, LLC

Auditor ERNST & YOUNG, LLP CLEVALAND, Ohio, United States

Custodian CIBC BANK USA CHIGAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-8405596012
Reported beneficial owners: 209
Minimum commitment: $100K
Form D file number: 021-421844

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL FUND VIII QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$1.68BGross asset value

Auditor ERNST & YOUNG, LLP CLEVALAND, Ohio, United States

Custodian PEOPLES BANK BEACHWOOD, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-2516364254
Reported beneficial owners: 180
Minimum commitment: $100K
Form D file number: 021-354773

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL FUND VII QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$1.14BGross asset value

Auditor ERNST & YOUNG, LLP CLEVELAND, Ohio, United States

Custodian PEOPLES BANK BEACHWOOD, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-4912036392
Reported beneficial owners: 141
Minimum commitment: $100K
Form D file number: 021-322299

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL FUND VI QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$426MGross asset value

Auditor ERNST & YOUNG, LLP CLEVELAND, Ohio, United States

Custodian PEOPLES BANK BEACHWOOD, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-2056943749
Reported beneficial owners: 105
Minimum commitment: $100K
Form D file number: 021-261795

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL FUND IX, LPPrivate Equity Fund · Last reported Mar 29, 2025$46MGross asset value

Auditor ERNST & YOUNG, LLP CLEVALAND, Ohio, United States

Custodian CIBC BANK USA CHIGAGO, Illinois, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-3698097200
Reported beneficial owners: 14
Minimum commitment: $100K
Form D file number: 021-421843

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEPPERTREE CAPITAL INTERNATIONAL FUND QP, LPPrivate Equity Fund · Last reported Mar 29, 2025$41.1MGross asset value

Feeder funds

PEPPERTREE CAPITAL CAYMAN ISLANDS FUND, LP

Auditor ERNST & YOUNG, LLP CLEVELAND, Ohio, United States

Custodian PEOPLES BANK BEACHWOOD, Ohio, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG, LLP
PCAOB 42

Fund details & source

Fund ID: 805-2618337118
Reported beneficial owners: 36
Minimum commitment: $50K
Form D file number: 021-229105

Form ADV 1964739 · Mar 29, 2025 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Mar 29, 2025. View historical filings

Reported services

Pooled investment vehicle management · Business portfolio management

Compensation

Percentage of assets · Performance-based

Principal office

57 E. WASHINGTON STREET
CHAGRIN FALLS, OH, 44022, United States

CRD 163215

Filing source

Form ADV 1964739 · Mar 29, 2025 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.