Investment adviser · CRD 13704
PEOPLE'S SECURITIES, INC.
Investment adviser filing (IA)
BRIDGEPORT, CT, United States · Form ADV filed Sep 3, 2019
- Employees
- 550 Reported in this filing
- Advisory professionals
- 45 Investment advisory functions
Not available in this filing: Regulatory AUM, Client accounts.
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Individuals | 2,661 | $0 | Not reported |
| High-net-worth individuals | 12 | $0 | Not reported |
| Retirement plans | 10 | $0 | Not reported |
| Charities | 10 | $0 | Not reported |
| Corporations & businesses | 9 | $0 | Not reported |
Filing source
Form ADV 1343614 · Sep 3, 2019 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 3, 2019. View historical filings
Reported services
Financial planning · Individual portfolio management · Business portfolio management · Selection of other advisers
Compensation
Percentage of assets
Principal office
850 MAIN STREETBRIDGEPORT, CT, 06604, United States
CRD 13704
Filing source
Form ADV 1343614 · Sep 3, 2019 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.