Investment adviser · CRD 286211
PENOBSCOT FINANCIAL ADVISORS
Investment adviser filing (IA)
PENOBSCOT WEALTH MANAGEMENT
PORTLAND, ME, United States · Form ADV filed Apr 27, 2026
- Regulatory AUM
- $545M Form ADV · Item 5.F
- Client accounts
- 1,811 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 7 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 193 | $396,941,693 | 72.9% |
| Individuals | 369 | $146,348,336 | 26.9% |
| Charities | Fewer than 5 | $1,242,405 | 0.2% |
Filing source
Form ADV 2099403 · Apr 27, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Apr 27, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
ONE MONUMENT SQUARE, SUITE 501PORTLAND, ME, 04101, United States
CRD 286211
Filing source
Form ADV 2099403 · Apr 27, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.