Investment adviser · CRD 108478

PENNINGTON FINANCIAL GROUP

Investment adviser filing (IA)

GOLD RIVER, CA, United States · Form ADV filed Jan 23, 2014

Regulatory AUM
$191M
Form ADV · Item 5.F
Client accounts
537
Accounts, not individual clients
Employees
7
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

0 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

This filing answers No to private funds.

Services & filing details

Most recent filing: Jan 23, 2014. View historical filings

Reported services

Financial planning · Individual portfolio management

Compensation

Percentage of assets · Hourly

Principal office

11246 GOLD EXPRESS DRIVE, STE 102
GOLD RIVER, CA, 95670-4425, United States

CRD 108478

Filing source

Form ADV 779737 · Jan 23, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.