Investment adviser · CRD 282084
PENNEY FINANCIAL
Investment adviser filing (IA)
PENNEY FINANCIAL, LLC
HOUSTON, TX, United States · Form ADV filed Sep 24, 2026
- Regulatory AUM
- $304M Form ADV · Item 5.F
- Client accounts
- 465 Accounts, not individual clients
- Employees
- 3 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 96 | $292,171,679 | 96.3% |
| Individuals | 13 | $7,388,714 | 2.4% |
| Charities | 1 | $3,947,926 | 1.3% |
Filing source
Form ADV 2134572 · Sep 24, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 24, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management
Compensation
Percentage of assets · Hourly · Fixed
Principal office
825 TOWN AND COUNTRY LANE, 12TH FLHOUSTON, TX, 77024-4563, United States
CRD 282084
Filing source
Form ADV 2134572 · Sep 24, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.