Investment adviser · CRD 160520

PENINSULA CAPITAL MANAGEMENT, INC.

Exempt reporting adviser (ERA)

Exempt reporting advisers use a shorter Form ADV report. Some adviser-level figures are not reported; fund disclosures appear below when available.

BURLINGAME, CA, United States · Form ADV filed Sep 30, 2014

Adviser-level assets, account counts and staffing figures are unavailable in this filing. View the reported fund disclosures below →

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PENINSULA FUND, L.P.Hedge Fund · Last reported Sep 30, 2014$41.1MGross asset value
Fund administrator J D CLARK & COMPANY OGDEN, Utah, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor MELTON & MELTON. LLP HOUSTON, Texas, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

Fund details & source
Fund ID
805-9687154016
Reported beneficial owners
20
Minimum commitment
$1M
Form D file number
021-86553

Form ADV 847319 · Sep 30, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PENINSULA MASTER FUND, LTD.Hedge Fund · Last reported Apr 1, 2013$53.6MGross asset value

Feeder funds

Fund administrator J D CLARK & COMPANY OGDEN, Utah, United States Investor statements: No (provided to no investors) Related to adviser: No
Auditor MELTON & MELTON, L.L.P. HOUSTON, Texas, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-7879706570
Reported beneficial owners
31
Minimum commitment
$1M

Form ADV 719873 · Apr 1, 2013 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Sep 30, 2014. View historical filings

Reported services

Not reported in these imported fields

Compensation

Not reported in these imported fields

Principal office

1229 BURLINGAME AVE, SUITE 205
BURLINGAME, CA, 94010, United States

CRD 160520

Filing source

Form ADV 847319 · Sep 30, 2014 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.