Investment adviser · CRD 325303
PENDLETON FINANCIAL WEALTH MANAGEMENT
Investment adviser filing (IA)
PENDLETON FINANCIAL, LLC
RALEIGH, NC, United States · Form ADV filed Mar 31, 2026
- Regulatory AUM
- $160M Form ADV · Item 5.F
- Client accounts
- 365 Accounts, not individual clients
- Employees
- 4 Reported in this filing
- Advisory professionals
- 1 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Retirement plans | 13 | $69,850,739 | 43.6% |
| High-net-worth individuals | 52 | $67,462,306 | 42.2% |
| Individuals | 76 | $19,089,087 | 11.9% |
| Corporations & businesses | Fewer than 5 | $3,630,202 | 2.3% |
Filing source
Form ADV 2086940 · Mar 31, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Mar 31, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Pension consulting · Selection of other advisers · Publication of newsletters · Educational seminars
Compensation
Percentage of assets · Fixed
Principal office
2607 OBERLIN ROAD, SUITE 100RALEIGH, NC, 27608, United States
CRD 325303
Filing source
Form ADV 2086940 · Mar 31, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.