Investment adviser · CRD 120565

PEMIGEWASSET CAPITAL LLC

Investment adviser filing (IA)

SOUTHPORT, CT, United States · Form ADV filed Jun 29, 2012

Regulatory AUM
$38.8M
Form ADV · Item 5.F
Client accounts
2
Accounts, not individual clients

Not available in this filing: Employees, Advisory professionals.

Private funds & service providers

2 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PEMIGEWASSET PARTNERS LPHedge Fund · Last reported Jun 29, 2012$37.5MGross asset value
Fund administrator ISIS FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER, LLP SAN FRANCISCO, California, United States
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer EMCOR SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

EMCOR SECURITIES INC.
CRD 45722 · SEC 8-51145

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-4106218667
Reported beneficial owners
53
Minimum commitment
$500K

Form ADV 652769 · Jun 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEMIGEWASSET OFFSHORE LTDHedge Fund · Last reported Jun 29, 2012$1.36MGross asset value
Fund administrator ISIS FUND SERVICES HAMILTON, Bermuda Investor statements: Yes (provided to all investors) Related to adviser: No
Custodian NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States Related to adviser: No
Marketer EMCOR SECURITIES INC. NEW YORK, New York, United States Related to adviser: No
Marketer SILVER LEAF PARTNERS, LLC NEW YORK, New York, United States Related to adviser: No
Prime broker NATIONAL FINANCIAL SERVICES LLC BOSTON, Massachusetts, United States
Provider details
Annual audit
No
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

NATIONAL FINANCIAL SERVICES LLC
SEC 8-26740

EMCOR SECURITIES INC.
CRD 45722 · SEC 8-51145

SILVER LEAF PARTNERS, LLC
CRD 126694 · SEC 8-65902

NATIONAL FINANCIAL SERVICES LLC
CRD 13041 · SEC 8-26740

Fund details & source
Fund ID
805-9773785327
Reported beneficial owners
1
Minimum commitment
$500K

Form ADV 652769 · Jun 29, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Jun 29, 2012. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

107 JOHN STREET, 3RD FLOOR
SOUTHPORT, CT, 06890, United States

CRD 120565

Filing source

Form ADV 652769 · Jun 29, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.