Investment adviser · CRD 139488

FASA, LLC

Investment adviser filing (IA)

BOSTON, MA, United States · Form ADV filed Oct 4, 2019

Regulatory AUM: $292M
Client accounts: 1
Employees: 3
Advisory professionals: 3

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Investment companies	1	$292,219,558	100.0%

Filing source

Form ADV 1347578 · Oct 4, 2019 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

7 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

FPC HOLDINGS CORPORATIONOther Private Fund · Last reported Oct 4, 2019$71.4MGross asset value

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

ERNST & YOUNG LLP
PCAOB 42

THE BANK OF NEW YORK MELLON
LEI HPFHU0OQ28E4N0NFVK49

Fund details & source

Fund ID: 805-5695948846
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 1347578 · Oct 4, 2019 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAPARITY GLOBAL PREMIA MASTER FUND, LPHedge Fund · Last reported Nov 22, 2018$65.2MGross asset value

Feeder funds

ALPHAPARITY GLOBAL PREMIA FUND, LP
ALPHAPARITY GLOBAL PREMIA FUND, LTD

Fund administrator GLOBEOP FINANCIAL SERVICES (CAYMAN) LIMITED CAMANA BAY, Cayman Islands Investor statements: Yes (provided to all investors) Related to adviser: No

Fund administrator GLOBEOP FINANCIAL SERVICES LLC HARRISON, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED CHICAGO, Illinois, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian NORTHERN TRUST INTERNATIONAL BANKING CORPORATION JERSEY CITY, New Jersey, United States Related to adviser: No

Custodian UBS AG NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1665

GOLDMAN SACHS & CO. LLC
SEC 8-129

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
SEC 8-7221

MORGAN STANLEY & CO. LLC
SEC 8-15869

Fund details & source

Fund ID: 805-6353149726
Reported beneficial owners: 9
Minimum commitment: $1M
Form D file number: 021-192230

Form ADV 1253199 · Nov 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GLOBAL TACTICAL (MASTER) FUND, LTD.Hedge Fund · Last reported Mar 26, 2015$11.1MGross asset value

Feeder funds

FRANKLIN TEMPLETON GLOBAL TACTICAL (CAYMAN) FUND, LTD.

Fund administrator THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor PRICEWATERHOUSECOOPERS GRAND CAYMAN, Cayman Islands

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Marketer FRANKLIN TEMPLETON FINANCIAL SERVICES CORP. SAN MATEO, California, United States Related to adviser: Yes

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: Yes

FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
CRD 13594 · SEC 8-29504

Fund details & source

Fund ID: 805-9432336240
Reported beneficial owners: 1
Minimum commitment: $1M

Form ADV 878719 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

ALPHAPARITY NEGATIVE CORRELATION MASTER FUND, LPHedge Fund · Last reported Nov 22, 2018$9.02MGross asset value

Feeder funds

ALPHAPARITY NEGATIVE CORRELATION FUND, LTD
ALPHAPARITY NEGATIVE CORRELATION FUND, LTD

Fund administrator NAV CONSULTING INC OAKBROOK TERRACE, Illinois, United States Investor statements: Yes (provided to all investors) Related to adviser: No

Auditor ERNST & YOUNG LTD GRAND CAYMAN, Cayman Islands

Custodian CIBC CHICAGO, Illinois, United States Related to adviser: No

Custodian GOLDMAN SACHS & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian MORGAN STANLEY & CO. LLC NEW YORK, New York, United States Related to adviser: No

Custodian UBS AG NEW YORK, New York, United States Related to adviser: No

Custodian UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

ERNST & YOUNG LTD
PCAOB 1665

GOLDMAN SACHS & CO. LLC
SEC 8-129

MORGAN STANLEY & CO. LLC
SEC 8-15869

UBS SECURITIES LLC
SEC 8-22651

Fund details & source

Fund ID: 805-4214387414
Reported beneficial owners: 2
Minimum commitment: $5M

Form ADV 1253199 · Nov 22, 2018 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

FPMF HOLDINGS CORPORATIONOther Private Fund · Last reported Mar 28, 2014$2.52MGross asset value

Fund administrator FRANKLIN TEMPLETON SERVICES, LLC SAN MATEO, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor ERNST & YOUNG LLP BOSTON, Massachusetts, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-5125785206
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 789777 · Mar 28, 2014 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

GAF HOLDINGS CORPORATIONHedge Fund · Last reported Mar 26, 2015$2.06MGross asset value

Fund administrator FRANKLIN TEMPLETON SERVICES, LLC SAN MATEO, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-3689576701
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 878719 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

MVGAF HOLDINGS CORPORATIONHedge Fund · Last reported Mar 26, 2015$839KGross asset value

Fund administrator FRANKLIN TEMPLETON SERVICES, LLC SAN MATEO, California, United States Investor statements: No (provided to no investors) Related to adviser: Yes

Auditor PRICEWATERHOUSECOOPERS LLP SAN FRANCISCO, California, United States

Custodian THE BANK OF NEW YORK MELLON NEW YORK, New York, United States Related to adviser: No

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: Yes
External marketing: No

Fund details & source

Fund ID: 805-9066222306
Reported beneficial owners: 1
Minimum commitment: $0

Form ADV 878719 · Mar 26, 2015 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 4, 2019. View historical filings

Reported services

Investment company portfolio management · Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

ONE INTERNATIONAL PLACE, 25TH FLOOR
BOSTON, MA, 02110, United States

CRD 139488

Filing source

Form ADV 1347578 · Oct 4, 2019 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.