Investment adviser · CRD 157094
PEGASUS CAPITAL ADVISORS, L.P.
STAMFORD, CT, United States · Form ADV filed Mar 29, 2024
- Regulatory AUM
- $438M Form ADV · Item 5.F
- Client accounts
- 22 Accounts, not individual clients
- Employees
- 12 Reported in this filing
- Advisory professionals
- 8 Investment advisory functions
How this adviser has changed
Annual filingsRegulatory assets under management
Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.
| Fiscal year | Regulatory AUM | Employees | Filed |
|---|---|---|---|
| 2021 | $659,418,663 | 20 | Mar 30, 2022 |
| 2022 | $522,667,945 | 14 | Mar 29, 2023 |
| 2023 | $438,348,382 | 12 | Mar 29, 2024 |
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| Pooled investment vehicles | 22 | $438,348,382 | 100.0% |
Filing source
Form ADV 1853280 · Mar 29, 2024 · Item 5.D
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
CITIBANK, N.A.
Custodian · funds reporting this exact name in the selected filing
These are reported-name connections within this adviser's filing, not a verified global provider identity or market-wide client count.
Private funds & service providers
9 detailed fund recordsLargest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.
PEGASUS PARTNERS V, L.P.Private Equity Fund$233MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-4190570842
- Reported beneficial owners
- 48
- Minimum commitment
- $5M
- Form D file number
- 021-164517
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PEGASUS PARTNERS IV, L.P.Private Equity Fund$49.7MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-9370230588
- Reported beneficial owners
- 43
- Minimum commitment
- $5M
- Form D file number
- 021-116531
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GFCR INVESTMENT FUND SCSPPrivate Equity Fund$36MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSE COOPERS
PCAOB 1328
Fund details & source
- Fund ID
- 805-4875541345
- Reported beneficial owners
- 4
- Minimum commitment
- $5M
- Form D file number
- 021-1936091
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
GLOBAL SUBNATIONAL CLIMATE FUND SCSPPrivate Equity Fund$30.5MGross asset value
Form D fundraising filings
View filings for the issuer linked by this fund’s reported Form D file numbers.
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- No
- Administrator other than the adviser
- Yes
- External marketing
- Yes
PRICEWATERHOUSE COOPERS
PCAOB 1328
Fund details & source
- Fund ID
- 805-6205821881
- Reported beneficial owners
- 5
- Minimum commitment
- $5M
- Form D file number
- 021-371456
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
PEGASUS PARTNERS III, L.P.Private Equity Fund$12.3MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-4492122425
- Reported beneficial owners
- 21
- Minimum commitment
- $5M
- Form D file number
- 021-51661
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
T-II HOLDINGS, LLCPrivate Equity Fund$7.68MGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-1638489056
- Reported beneficial owners
- 13
- Minimum commitment
- $0
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
LED HOLDINGS, LLCPrivate Equity Fund$0Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
RSM US LLP
PCAOB 49
Fund details & source
- Fund ID
- 805-7806746850
- Reported beneficial owners
- 4
- Minimum commitment
- $0
Form ADV 1853280 · Mar 29, 2024 · Schedule D 7.B.(1)
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Services & filing details
Showing values from the selected filing. Latest observed filing does not establish current registration status.
What changed?
Since Nov 14, 2023 · previous imported filing
- Regulatory AUM$522,667,945 → $438,348,382
- Client accounts24 → 22
- Employees14 → 12
Filing source
Form ADV 1853280 · Mar 29, 2024 · Items 1 & 5
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.
Management of assets
- Discretionary
- $404M
- Non-discretionary
- $34.8M
Reported services
Pooled investment vehicle management
Compensation
Percentage of assets · Performance-based
Principal office
750 EAST MAIN STREET, SUITE 600STAMFORD, CT, 06902, United States
CRD 157094
Filing source
Form ADV 1853280 · Mar 29, 2024 · Items 1 & 5
Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).
Annual Updating Amendment for Registered Adviser · fiscal year 2023.
Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.