Investment adviser · CRD 157094

PEGASUS CAPITAL ADVISORS, L.P.

STAMFORD, CT, United States · Form ADV filed Apr 30, 2022

Regulatory AUM: $667M
Client accounts: 26
Employees: 20
Advisory professionals: 14

How this adviser has changed

Annual filings

Regulatory assets under management

Up to five fiscal years, using the latest annual update available at the selected filing date. Asset changes can reflect acquisitions, client flows, and valuations; they are not investment returns.

Annual adviser history and sources
Fiscal year	Regulatory AUM	Employees	Filed
2021	$659,418,663	20	Mar 30, 2022

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client type	Clients	Regulatory assets	Share of AUM
Pooled investment vehicles	14	$666,518,998	100.0%

Filing source

Form ADV 1644738 · Apr 30, 2022 · Item 5.D

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Private funds & service providers

11 detailed fund records

Largest reported gross asset value first; unreported values last. Gross asset value is fund-level disclosure, distinct from adviser AUM and Form D fundraising. Master and feeder funds may overlap.

PEGASUS PARTNERS V, L.P.Private Equity Fund$478MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Pegasus Partners V, L.P.

Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-4190570842
Reported beneficial owners: 48
Minimum commitment: $5M
Form D file number: 021-164517

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PEGASUS PARTNERS IV, L.P.Private Equity Fund$87.6MGross asset value

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Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-9370230588
Reported beneficial owners: 43
Minimum commitment: $5M
Form D file number: 021-116531

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

PEGASUS PARTNERS III, L.P.Private Equity Fund$14.7MGross asset value

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Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-4492122425
Reported beneficial owners: 21
Minimum commitment: $5M
Form D file number: 021-51661

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

T-II HOLDINGS, LLCPrivate Equity Fund$8.14MGross asset value

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Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-1638489056
Reported beneficial owners: 14
Minimum commitment: $0

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

GLOBAL SUBNATIONAL CLIMATE FUND SCSPPrivate Equity Fund$5.24MGross asset value

Form D fundraising filings

View filings for the issuer linked by this fund’s reported Form D file numbers.

Third Lake PC Clover Private Credit Opportunities II Fund, LLC

Fund administrator VISTRA (LUXEMBOURG) SARL LUXEMBOURG, Luxembourg Investor statements: Yes (provided to all investors) Related to adviser: No Other funds reporting this name →

Auditor PRICEWATERHOUSE COOPERS LUXEMBOURG, Luxembourg Other funds reporting this name →

Marketer BEIT CAPITAL ADVISORS GMBH HAMBURG, Germany Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: No
Administrator other than the adviser: Yes
External marketing: Yes

PRICEWATERHOUSE COOPERS
PCAOB 1328

Fund details & source

Fund ID: 805-6205821881
Reported beneficial owners: 3
Minimum commitment: $5M
Form D file number: 021-371456

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

UL PEGASUS CO-INVEST, LLCPrivate Equity Fund$482KGross asset value

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Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-7925318940
Reported beneficial owners: 4
Minimum commitment: $0

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

SMH SELLER HOLDCO LLC (F/K/A SPIRIT MUSIC HOLDINGS LLC)Private Equity Fund$36KGross asset value

Search Form D filings →

Auditor RSM US LLP STAMFORD, Connecticut, United States Other funds reporting this name →

Custodian CITIBANK, N.A. NEW YORK, New York, United States Related to adviser: No Other funds reporting this name →

Provider details

Annual audit: Yes
Prime brokers: No
Custodians: Yes
Administrator other than the adviser: No
External marketing: No

RSM US LLP
PCAOB 49

Fund details & source

Fund ID: 805-5413363813
Reported beneficial owners: 6
Minimum commitment: $0

Form ADV 1644738 · Apr 30, 2022 · Schedule D 7.B.(1)

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Services & filing details

View a filing

Showing values from the selected filing. Latest observed filing does not establish current registration status.

What changed?

Since Mar 30, 2022 · previous imported filing

Regulatory AUM$659,418,663 → $666,518,998

Filing source

Form ADV 1644738 · Apr 30, 2022 · Items 1 & 5

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.

Management of assets

Discretionary: $640M
Non-discretionary: $26.1M

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Performance-based

Principal office

750 EAST MAIN STREET, SUITE 600
STAMFORD, CT, 06902, United States

CRD 157094

Filing source

Form ADV 1644738 · Apr 30, 2022 · Items 1 & 5

Reported by PEGASUS CAPITAL ADVISORS, L.P. (CRD 157094).

Other-Than Anual Amendment For Registered Adviser.

Official IAPD profile (latest public filing). Historical values on this page come from the SEC/IAPD filing archive; the public profile may show a newer filing.