Investment adviser · CRD 130143
PEARSON FINANCIAL SERVICES
Investment adviser filing (IA)
PEARSON AND ASSOCIATES, LLC
DENNIS, MA, United States · Form ADV filed Aug 17, 2026
- Regulatory AUM
- $885M Form ADV · Item 5.F
- Client accounts
- 1,921 Accounts, not individual clients
- Employees
- 8 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 275 | $700,000,000 | 79.1% |
| Individuals | 225 | $185,000,000 | 20.9% |
Filing source
Form ADV 2125885 · Aug 17, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Aug 17, 2026. View historical filings
Reported services
Individual portfolio management
Compensation
Percentage of assets · Fixed · Commissions
Principal office
586 MAIN STDENNIS, MA, 02638, United States
CRD 130143
Filing source
Form ADV 2125885 · Aug 17, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.