Investment adviser · CRD 287567

PEAKVIEW CAPITAL

Investment adviser filing (IA)

PEAKVIEW CAPITAL MANAGEMENT CO.

· Form ADV filed May 12, 2022

Regulatory AUM
$664M
Form ADV · Item 5.F
Client accounts
7
Accounts, not individual clients
Employees
6
Reported in this filing
Advisory professionals
6
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles7$663,773,178100.0%
Filing source

Form ADV 1651625 · May 12, 2022 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

11 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

SJ JIACHENG US INVESTMENT II, LPPrivate Equity Fund · Last reported May 12, 2022$328MGross asset value

Feeder funds

  • BEIJING WANGSHENG INVESTMENT CENTRE, LP
Fund administrator ALTER DOMUS NANJING, JIANGSU, China Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-9867665168
Reported beneficial owners
2
Minimum commitment
$450K

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKVIEW CAPITAL III, LPPrivate Equity Fund · Last reported May 12, 2022$184MGross asset value
Fund administrator ALTER DOMUS NANJING, JIANGSU, China Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer UBS SECURITIES LLC NEW YORK, New York, United States Related to adviser: Yes
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

UBS SECURITIES LLC
CRD 7654 · SEC 8-22651

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-9044450150
Reported beneficial owners
9
Minimum commitment
$500K
Form D file number
021-342240

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SJ JIACHENG US INVESTMENT IX, LPPrivate Equity Fund · Last reported May 12, 2022$49.1MGross asset value

Feeder funds

  • SJ JIACHENG US INVESTMENT VII, LP
  • SJ JIACHENG US INVESTMENT X, LP
  • TIANJIN YUANSHENG ENTERPRISE MANAGEMENT CONSULTING CENTER,LP
Fund administrator ALTER DOMUS NANJING, JIANGSU, China Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-6293266448
Reported beneficial owners
1
Minimum commitment
$500K

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

SJ JIACHENG US INVESTMENT V, LPPrivate Equity Fund · Last reported May 12, 2022$42.5MGross asset value
Fund administrator ALTER DOMUS NANJING, JIANGSU, China Investor statements: No (provided to no investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-3115232325
Reported beneficial owners
1
Minimum commitment
$450K

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKVIEW CAPITAL IV, L.P.Private Equity Fund · Last reported May 12, 2022$32.1MGross asset value
Fund administrator MAINSTREAM PE SERVICES, INC. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor EISNERAMPER LLP SAN FRANCISCO, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Marketer JLT CAPITAL PARTNERS LLC NEW YORK, New York, United States Related to adviser: No
Marketer MIDAS EQUITIES OY HELSINKI, Finland Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
Yes

EISNERAMPER LLP
PCAOB 274

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

JLT CAPITAL PARTNERS LLC
CRD 158345 · SEC 8-68892

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-8687095783
Reported beneficial owners
37
Minimum commitment
$100K
Form D file number
021-377902

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKVIEW GROWTH OPPORTUNITIES FUND LLCPrivate Equity Fund · Last reported May 12, 2022$6.79MGross asset value
Fund administrator MAINSTREAM PE SERVICES, INC. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED NEW YORK, New York, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-2945372515
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-436661

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PEAKVIEW SPECIAL OPPORTUNITIES IV, L.P.Private Equity Fund · Last reported May 12, 2022$3.87MGross asset value
Fund administrator MAINSTREAM PE SERVICES, INC. EVANSVILLE, Indiana, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor SENSIBA SAN FILIPPO LLP PLEASANTON, California, United States
Custodian SILICON VALLEY BANK SANTA CLARA, California, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

SENSIBA SAN FILIPPO LLP
PCAOB 854

SILICON VALLEY BANK
LEI 0K2D5AK28E3O5CC06E35

Fund details & source
Fund ID
805-9363662208
Reported beneficial owners
2
Minimum commitment
$0

Form ADV 1651625 · May 12, 2022 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: May 12, 2022. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Fixed · Performance-based

Principal office

CRD 287567

Filing source

Form ADV 1651625 · May 12, 2022 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.