Investment adviser · CRD 105414
PATTEN AND PATTEN, INC.
Investment adviser filing (IA)
CHATTANOOGA, TN, United States · Form ADV filed Mar 16, 2026
- Regulatory AUM
- $2.21B Form ADV · Item 5.F
- Client accounts
- 2,156 Accounts, not individual clients
- Employees
- 13 Reported in this filing
- Advisory professionals
- 3 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 596 | $1,902,645,793 | 86.1% |
| Charities | 24 | $126,960,981 | 5.7% |
| Individuals | 245 | $96,744,774 | 4.4% |
| Corporations & businesses | 6 | $39,244,418 | 1.8% |
| Government entities | Fewer than 5 | $29,381,535 | 1.3% |
| Retirement plans | 7 | $15,839,170 | 0.7% |
Filing source
Form ADV 2070499 · Mar 16, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
4 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
P&P SSF, LLCPrivate Equity Fund · Last reported Mar 7, 2017$271KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-7234631035
- Reported beneficial owners
- 6
- Minimum commitment
- $100K
Form ADV 1083423 · Mar 7, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
P&P PORT ROYAL INVESTORS, LPPrivate Equity Fund · Last reported Dec 6, 2018$109KGross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
ELLIOTT DAVIS DECOSIMO
PCAOB 149
Fund details & source
- Fund ID
- 805-3926662883
- Reported beneficial owners
- 26
- Minimum commitment
- $25K
Form ADV 1255107 · Dec 6, 2018 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
P&P RIVER III ASSOCIATES, LPPrivate Equity Fund · Last reported Mar 7, 2017$235Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-3587964370
- Reported beneficial owners
- 49
- Minimum commitment
- $25K
Form ADV 1083423 · Mar 7, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
P&P RIVER II ASSOCIATES, LPPrivate Equity Fund · Last reported Mar 7, 2017$168Gross asset value
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
Fund details & source
- Fund ID
- 805-8450083802
- Reported beneficial owners
- 21
- Minimum commitment
- $25K
Form ADV 1083423 · Mar 7, 2017 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Mar 16, 2026. View historical filings
Reported services
Individual portfolio management · Business portfolio management
Compensation
Percentage of assets · Fixed
Principal office
555 WALNUT STREET, SUITE 280CHATTANOOGA, TN, 37402, United States
CRD 105414
Filing source
Form ADV 2070499 · Mar 16, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.