Investment adviser · CRD 194513

PARLIAMENT CAPITAL MANAGEMENT, LLC

Investment adviser filing (IA)

SAN JUAN, PR, United States · Form ADV filed Apr 30, 2026

Regulatory AUM
$1.15B
Form ADV · Item 5.F
Client accounts
23
Accounts, not individual clients
Employees
19
Reported in this filing
Advisory professionals
7
Investment advisory functions

Who they report serving

Form ADV · Item 5.D

Client types and their share of reported regulatory assets.

Client typeClientsRegulatory assetsShare of AUM
Pooled investment vehicles23$1,151,174,999100.0%
Filing source

Form ADV 2100895 · Apr 30, 2026 · Item 5.D

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Private funds & service providers

47 Private funds

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PARLIAMENT CAPITAL SERIES III, LLC- SERIES APrivate Equity Fund · Last reported Apr 30, 2026$152MGross asset value

Form D fundraising filings

PARLIAMENT CAPITAL SERIES III LLC - SERIES A

Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian BANESCO USA MIAMI, Florida, United States Related to adviser: No
Custodian ORIENTAL BANK SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DRIVEN PSC
PCAOB 6817

POPULAR SECURITIES, LLC
SEC 8-24216

POPULAR SECURITIES, LLC
CRD 8096 · SEC 8-24216

Fund details & source
Fund ID
805-8155005499
Reported beneficial owners
2
Minimum commitment
$0
Form D file number
021-517686

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT CAPITAL SERIES III, LLC- SERIES DPrivate Equity Fund · Last reported Apr 30, 2026$152MGross asset value

Form D fundraising filings

PARLIAMENT CAPITAL SERIES III LLC - SERIES D

Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian BANESCO USA MIAMI, Florida, United States Related to adviser: No
Prime broker MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED GUAYNABO, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DRIVEN PSC
PCAOB 6817

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
CRD 7691 · SEC 8-7221

Fund details & source
Fund ID
805-8891142772
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-517694

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT CAPITAL SERIES III, LLC- SERIES CPrivate Equity Fund · Last reported Apr 30, 2026$152MGross asset value

Form D fundraising filings

PARLIAMENT CAPITAL SERIES III LLC - SERIES C

Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian BANESCO USA MIAMI, Florida, United States Related to adviser: No
Custodian POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DRIVEN PSC
PCAOB 6817

POPULAR SECURITIES, LLC
SEC 8-24216

POPULAR SECURITIES, LLC
CRD 8096 · SEC 8-24216

Fund details & source
Fund ID
805-1006801155
Reported beneficial owners
3
Minimum commitment
$0
Form D file number
021-517691

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT CAPITAL SERIES III, LLC- SERIES BPrivate Equity Fund · Last reported Apr 30, 2026$152MGross asset value

Form D fundraising filings

PARLIAMENT CAPITAL SERIES III LLC - SERIES B

Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian BANESCO USA MIAMI, Florida, United States Related to adviser: No
Custodian POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker POPULAR SECURITIES, LLC SAN JUAN, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DRIVEN PSC
PCAOB 6817

POPULAR SECURITIES, LLC
SEC 8-24216

POPULAR SECURITIES, LLC
CRD 8096 · SEC 8-24216

Fund details & source
Fund ID
805-2187109808
Reported beneficial owners
4
Minimum commitment
$0
Form D file number
021-517689

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT CAPITAL SERIES III, LLC- SERIES KPrivate Equity Fund · Last reported Apr 30, 2026$149MGross asset value

Form D fundraising filings

Parliament Capital Series III, LLC - Series K

Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian BANCO POPULAR DE PUERTO RICO SAN JUAN, Puerto Rico, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

DRIVEN PSC
PCAOB 6817

Fund details & source
Fund ID
805-1236619610
Reported beneficial owners
1
Minimum commitment
$0
Form D file number
021-570658

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT CREDIT OPPORTUNITIES FUND, LLCPrivate Equity Fund · Last reported Apr 30, 2026$99.3MGross asset value

Form D fundraising filings

Parliament Credit Opportunities Fund, LLC

Fund administrator CSC FUND SERVICES NORTH AMERICA, LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian FIRST SOUTHERN, LLC SAN JUAN, Puerto Rico, United States Related to adviser: No
Custodian ORIENTAL BANK SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker FIRST SOUTHERN, LLC GUAYNABO, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DRIVEN PSC
PCAOB 6817

FIRST SOUTHERN, LLC
SEC 8-69733

FIRST SOUTHERN, LLC
CRD 282756 · SEC 8-69733

Fund details & source
Fund ID
805-7132796890
Reported beneficial owners
92
Minimum commitment
$1M
Form D file number
021-379532

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

PARLIAMENT SBIC GROWTH FUND, LPPrivate Equity Fund · Last reported Apr 30, 2026$57.1MGross asset value

Form D fundraising filings

Parliament SBIC Growth Fund, L.P.

Fund administrator CSC FUND SERVICES NORTH AMERICA, LLC WEST ORANGE, New Jersey, United States Investor statements: Yes (provided to all investors) Related to adviser: No
Auditor DRIVEN PSC GUAYNABO, Puerto Rico, United States
Custodian FIRST SOUTHERN, LLC GUAYNABO, Puerto Rico, United States Related to adviser: No
Custodian ORIENTAL BANK SAN JUAN, Puerto Rico, United States Related to adviser: No
Prime broker FIRST SOUTHERN, LLC GUAYNABO, Puerto Rico, United States
Provider details
Annual audit
Yes
Prime brokers
Yes
Custodians
Yes
Administrator other than the adviser
Yes
External marketing
No

DRIVEN PSC
PCAOB 6817

FIRST SOUTHERN, LLC
SEC 8-69733

FIRST SOUTHERN, LLC
CRD 282756 · SEC 8-69733

Fund details & source
Fund ID
805-3393753056
Reported beneficial owners
44
Minimum commitment
$250K
Form D file number
021-460205

Form ADV 2100895 · Apr 30, 2026 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Apr 30, 2026. View historical filings

Reported services

Pooled investment vehicle management

Compensation

Percentage of assets · Fixed · Performance-based

Principal office

1511 PONCE DE LEON AVE., CIUDADELA- TORRE 1000, SUITE 6A
SAN JUAN, PR, 00909, United States

CRD 194513

Filing source

Form ADV 2100895 · Apr 30, 2026 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.