Investment adviser · CRD 46173
PARK AVENUE SECURITIES LLC
Investment adviser filing (IA)
NEW YORK, NY, United States · Form ADV filed Sep 8, 2026
- Regulatory AUM
- $19.6B Form ADV · Item 5.F
- Client accounts
- 82,118 Accounts, not individual clients
- Employees
- 2,073 Reported in this filing
- Advisory professionals
- 2,054 Investment advisory functions
Who they report serving
Form ADV · Item 5.DClient types and their share of reported regulatory assets.
| Client type | Clients | Regulatory assets | Share of AUM |
|---|---|---|---|
| High-net-worth individuals | 17,261 | $9,399,861,261 | 48.0% |
| Individuals | 63,006 | $9,109,655,680 | 46.5% |
| Corporations & businesses | 397 | $486,365,782 | 2.5% |
| Retirement plans | 1,139 | $344,267,049 | 1.8% |
| Other clients | 80 | $143,165,100 | 0.7% |
| Charities | 235 | $92,450,979 | 0.5% |
Filing source
Form ADV 2131283 · Sep 8, 2026 · Item 5.D
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Private funds & service providers
0 Private fundsThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
This filing answers No to private funds.
Services & filing details
Most recent filing: Sep 8, 2026. View historical filings
Reported services
Financial planning · Individual portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Hourly · Fixed
Principal office
10 HUDSON YARDSNEW YORK, NY, 10001, United States
CRD 46173
Filing source
Form ADV 2131283 · Sep 8, 2026 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.