Investment adviser · CRD 114924
PARALLAX INVESTMENTS, LLC
Investment adviser filing (IA)
HOUSTON, TX, United States · Form ADV filed Oct 31, 2012
- Regulatory AUM
- $75.2M Form ADV · Item 5.F
- Client accounts
- 257 Accounts, not individual clients
- Employees
- 10 Reported in this filing
- Advisory professionals
- 4 Investment advisory functions
Private funds & service providers
1 Private fundThe count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.
PARALLAX CAPITAL PARTNERS LPHedge Fund · Last reported Oct 31, 2012$8.51MGross asset value
Form D fundraising filings
Provider details
- Annual audit
- Yes
- Prime brokers
- No
- Custodians
- Yes
- Administrator other than the adviser
- No
- External marketing
- No
SOUTHWEST SECURITIES, INC.
SEC 8-45123
Fund details & source
- Fund ID
- 805-9256690785
- Reported beneficial owners
- 41
- Minimum commitment
- $100K
- Form D file number
- 021-170231
Form ADV 677592 · Oct 31, 2012 · Schedule D 7.B.(1)
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.
Services & filing details
Most recent filing: Oct 31, 2012. View historical filings
Reported services
Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars
Compensation
Percentage of assets · Performance-based
Principal office
5718 WESTHEIMER, SUITE 955HOUSTON, TX, 77057, United States
CRD 114924
Filing source
Form ADV 677592 · Oct 31, 2012 · Items 1 & 5
Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.