Investment adviser · CRD 114924

PARALLAX INVESTMENTS, LLC

Investment adviser filing (IA)

HOUSTON, TX, United States · Form ADV filed Oct 31, 2012

Regulatory AUM
$75.2M
Form ADV · Item 5.F
Client accounts
257
Accounts, not individual clients
Employees
10
Reported in this filing
Advisory professionals
4
Investment advisory functions

Private funds & service providers

1 Private fund

The count excludes feeder funds. Funds in the latest filing appear first, ordered by reported gross assets. Earlier funds retain their last reported values.

PARALLAX CAPITAL PARTNERS LPHedge Fund · Last reported Oct 31, 2012$8.51MGross asset value

Form D fundraising filings

PARALLAX CAPITAL PARTNERS L P

Auditor PMB HELIN DONOVAN HOUSTON, Texas, United States
Custodian SOUTHWEST SECURITIES, INC. DALLAS, Texas, United States Related to adviser: No
Provider details
Annual audit
Yes
Prime brokers
No
Custodians
Yes
Administrator other than the adviser
No
External marketing
No

SOUTHWEST SECURITIES, INC.
SEC 8-45123

Fund details & source
Fund ID
805-9256690785
Reported beneficial owners
41
Minimum commitment
$100K
Form D file number
021-170231

Form ADV 677592 · Oct 31, 2012 · Schedule D 7.B.(1)

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.

Services & filing details

Most recent filing: Oct 31, 2012. View historical filings

Reported services

Individual portfolio management · Pooled investment vehicle management · Business portfolio management · Selection of other advisers · Educational seminars

Compensation

Percentage of assets · Performance-based

Principal office

5718 WESTHEIMER, SUITE 955
HOUSTON, TX, 77057, United States

CRD 114924

Filing source

Form ADV 677592 · Oct 31, 2012 · Items 1 & 5

Official IAPD profile (latest public filing). Values are the most recently reported in our imported data; the public profile may show a newer filing.